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AlphaDog1

05/03/18 3:29 PM

#135110 RE: StockdungU #135109

Good old Adam Tracy.

Into crypto crap these days.

StockDung, you still in contact with Roddy Boyd?

Huggy Bear

05/03/18 3:29 PM

#135111 RE: StockdungU #135109

Slap on the wrist. Sad considering all the fraud he has engaged in.

nodummy

05/03/18 3:36 PM

#135112 RE: StockdungU #135109

Thanks for sharing. Good to see they finally brought formal charges against Adam Tracy. Bad past 2 years for Tracy - being investigated by the SEC, being sued by some of his clients for bad business practices in his shell peddling business, being added to the prohibited attorneys list by OTC markets, being suspended by the Illinois State Bar, being formally charged by the SEC, and being fined by the SEC and barred from practicing in front of the SEC.

https://www.sec.gov/litigation/litreleases/2018/lr24132.htm

https://www.sec.gov/litigation/complaints/2018/comp24132.pdf

Looks like I was on the right track in that old post where I mentioned Sonant and Bret Steinhart back in 2016

https://investorshub.advfn.com/boards/read_msg.aspx?message_id=123777247

janice shell

05/03/18 4:56 PM

#135123 RE: StockdungU #135109

YESSSSSSSSSSSSSS!!

janice shell

05/03/18 5:04 PM

#135124 RE: StockdungU #135109

Links to the Tracy case:

https://www.sec.gov/litigation/litreleases/2018/lr24132.htm

The complaint:

https://www.sec.gov/litigation/complaints/2018/comp24132.pdf

He got a write slap. Sheesh, if he wrote two fraudulent S-1s, he probably wrote many more. And then there's the problem of all those hijacked shells. But when I spoke to the SEC in Atlanta nearly two years ago, they weren't terribly interested in that.

I wonder if they even know he's been suspended by the Illinois bar.