Here is what I know. The current growth and performance of the company has gone thru finra. I am investing in this inherent value (below book right now). Finra is annoying sometimes but also protects us investors. This document u mention has been rescinded. Thoughts? Anyone else
Ok, so an allegation was made about a third party of NAS making an offering of securities to a Penn. resident, so what maybe they didn't file a blue sky exemption with the state before the offering. Blue sky filings are the States way of making blood money on a transaction from what I read and what I know about securities offerings! Also, this was six years ago! I do not think this is as big of a deal as you are making it out to be. It is obvious FINRA knows about this and they passed their scrutiny with flying colors on the recent stock split.