Ok, so an allegation was made about a third party of NAS making an offering of securities to a Penn. resident, so what maybe they didn't file a blue sky exemption with the state before the offering. Blue sky filings are the States way of making blood money on a transaction from what I read and what I know about securities offerings! Also, this was six years ago! I do not think this is as big of a deal as you are making it out to be. It is obvious FINRA knows about this and they passed their scrutiny with flying colors on the recent stock split.
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