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Re: Whiplash_Investor post# 212285

Friday, 04/26/2013 12:13:05 PM

Friday, April 26, 2013 12:13:05 PM

Post# of 289427

...TA is at risk too for not having checked before issuing those excess shares.



That's what happens when a company does a corporate action and fails to notify the TA of it. It's not the TA's responsibility to monitor that, it's the companies responsibility to inform. The only reason it was caught was because someone called the TA and told them.