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Art2Gecko

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Art2Gecko

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Re: CPTMatt post# 45028

Wednesday, 05/18/2005 10:59:43 PM

Wednesday, May 18, 2005 10:59:43 PM

Post# of 285861
Matt, check here http://www.sec.gov/rules/final/34-50103.htm

go down to section V Rule 203 — Locate and Delivery Requirements for Short Sales

I think the TA was at fault in her/their mistake ("that's how we do it", that's gotta be the classic line of this whole fiasco, lol) but I think the broker/dealer will be the one responsible in the end


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