8000 Incorporated (EIGH)

[Olie77]

From my personal experience, when the SEC and/or FINRA are doing an 'investigation' there is open dialogue with the company and they are clear with you about what their concerns are and they also typically have the expertise to help you form your action plan to address any issues that need to be rectified. There is usually some back and forth negotiation between the regulator and the company until an action plan(steps the company must take to rectify a situation) is agreed. Long before any matter is considered closed by the regulator, the company usally begins working on their action plan.

Yes there are the "storm the offices" variety of regulator investigations where people are taken out in handcuffs but,so far, it doesn't seem like that's going to happen with EIGH.