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Post# of 700161
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JerryCampbell

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JerryCampbell

Re: biosectinvestor post# 356145

Friday, 02/19/2021 2:09:44 AM

Friday, February 19, 2021 2:09:44 AM

Post# of 700161
Nope.

Cognate's ownership position in nwbo was reported in the 1/8/2019 proxy. https://www.sec.gov/Archives/edgar/data/1072379/000117494719000010/tv510447-def14a.htm

Cognate was not listed in the ownership section of the 3/27/2020 proxy. https://www.sec.gov/Archives/edgar/data/1072379/000110465920039528/tm2013863-1_def14a.htm

Two possible explanations:

1) Cognate no longer owns any nwbo securities to report.
2) Cognate is no longer a related-party, so there is no requirement to report its holdings (if any).

Feel free to try to fabricate a fictional 3rd option.
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