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Re: ChartPoP post# 14086

Thursday, 11/16/2006 3:27:33 PM

Thursday, November 16, 2006 3:27:33 PM

Post# of 27672
LP on e-trade

All I know from other posters is that they are not cooperating just like my brokerage firm.
My understanding is that some certs have been sent out to those who use smaller brokerage firms who were not involved in the fiascal started on May 19, 2006.

I do not beleive the Brokerages one bit. Ask them to send you the information on your account to you in Letter form on what they sent to the T/A. There are six items the T/A requested from the Brokerages. I think I posted them in one of my previous posts. Let me know if you can/t find them.
Also e-mail your Brokerage compliance dept as a backup to protect yourself.
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Same53 Anything new on the restricted shares? I just called Etrade and told them that I havent received my restricted PAVC shares yet, and that the required JPHC info must be sent to the ta for me to get the PAVC. Supposedly the info was sent July 28...but I'm having them research it again. The broker said he would call me tomorrow.

If you could share all you know about Etrade specifically in this situation it would be appreciated. tia

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