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After reviewing that rule, item number 3 in

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Mark44   Wednesday, 12/06/17 02:23:44 PM
Re: lucky,mydog post# 541
Post # of 602 
After reviewing that rule, item number 3 in the intraduction would simply require the BD to have in its possesion basically recent 10 k qs and 8
and the company current in its fileings.

I dont see the problem re the way back to BD mkts

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