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Re: Mark44 post# 539

Wednesday, 12/06/2017 1:01:16 PM

Wednesday, December 06, 2017 1:01:16 PM

Post# of 607
if you read the suspension notice you will see that the form 211 that the market makers had on file has been declared null and void. form 211 is what allows market makers to make a market. now, it will be matched trading only.

Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at
the termination of the trading suspension, no quotation may be entered relating to the securities
of the subject company unless and until the broker or dealer has strictly complied with all of the
provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it
should refrain from entering quotations relating to the securities of this company that has been
subject to the trading suspension until such time as it has familiarized itself with the rule and is
certain that all of its provisions have been met. Any broker or dealer with questions regarding
the rule should contact the staff of the Securities and Exchange Commission in Washington, DC
at (202) 551-5720. If any broker or dealer enters any quotation which is in violation of the rule,
the Commission will consider the need for prompt enforcement action.



https://www.sec.gov/litigation/suspensions/2017/34-82204.pdf
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