NorthWest Biotherapeutics Inc (NWBO)

[flipper44]

NW owns more than 10%.

DEFINITION of 'Insider'
A director or senior officer of a company, as well as any person or entity that beneficially owns more than 10% of a company's voting shares. For purposes of insider trading, the definition is expanded to include anyone who trades a company's shares based on material non-public knowledge. Insiders have to comply with strict disclosure requirements with regard to the sale or purchase of the shares of their company.

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That is, a person that becomes an officer, director or 10% shareholder, who is also a 5% shareholder, would be required to file both a Form 3 and Schedule 13D initially.

NORTHWEST BIOTHERAPEUTICS INC
Reporting Owner : WOODFORD INVESTMENT MANAGEMENT... 3 11/16/2015 11/5/2015 View this filing in your web browser. View this filing in its original format as submitted to the SEC View this filing in Microsoft® Word View this filing in Portable Document Format Download and view the tables contained in this filing in Microsoft® Excel.

NORTHWEST BIOTHERAPEUTICS INC
Filer : WOODFORD INVESTMENT MANAGEMENT... SC 13D 9/16/2015 N/A View this filing in your web browser. View this filing in its original format as submitted to the SEC View this filing in Microsoft® Word View this filing in Portable Document Format Download and view the tables contained in this filing in Microsoft® Excel.

A person that becomes an officer, director or 10% shareholder, who is also a 5% shareholder, would also be required to file Forms 4 and amended Schedule 13D’s upon changes in the information contained in the initial filings.

Filer : WOODFORD INVESTMENT MANAGEMENT... SC 13D/A 11/24/2015 N/A View this filing in your web browser. View this filing in its original format as submitted to the SEC View this filing in Microsoft® Word View this filing in Portable Document Format Download and view the tables contained in this filing in Microsoft® Excel.

NORTHWEST BIOTHERAPEUTICS INC
Filer : WOODFORD INVESTMENT MANAGEMENT... SC 13D/A 11/2/2015 N/A View this filing in your web browser. View this filing in its original format as submitted to the SEC View this filing in Microsoft® Word View this filing in Portable Document Format Download and view the tables contained in this filing in Microsoft® Excel.