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SEC says two Boca men performed illegal short saleslatest .By Jeff Ostrowski Palm Beach Post Staff Writer
Posted: 4:34 p.m. Tuesday, May 11, 2010
The Securities and Exchange Commission on Tuesday accused two Boca Raton men of illegal short selling of securities to make illicit profits.
Accused of violating the SEC's Rule 105, designed to prevent abusive short selling and market manipulation, were Peter G. Grabler who made $636,123, and Leonard Adams, who made $331,387. Grabler and Adams participated in numerous secondary offerings of stock in public companies to improve their access to initial public offerings underwritten by the same broker-dealers the SEC said.
Grabler and Adams, who both lived in Massachusetts during the period of the wrongdoing, agreed to pay a combined $1.5 million to settle the SEC's charges.
jeff_ostrowski@pbpost.com
f'ing slapp on the wrist considering the profts
Goldman agrees to pay fine over claims it broke short selling rules
By Stephen Foley in New York
Wednesday, 5 May 2010
Goldman Sachs has been fined over allegations that it broke the short selling rules introduced to protect financial firms at the height of the market panic in 2008.
The bank agreed to pay $450,000 without admitting wrongdoing, after the New York Stock Exchange and the Securities & Exchange Commission said its traders broke short selling rules on 385 separate occasions.
The SEC imposed rules to prevent so-called "naked" short selling. A short sale is when a trader borrows stock to sell, in the expectation that they can pick it up cheaper later in time to return it, thus pocketing a profit. A naked short sale is when the seller doesn't even bother to borrow the stock, and regulators worried in 2008 that this was contributing to the downward pressure on financial company share prices, as well as causing dangerous administrative problems.
Goldman's trade execution and clearing business made failures of supervision and compliance with the rules between September 2008 and January the following year, the regulators allege.
The case comes on top of Goldman's escalating legal difficulties related to its mortgage derivatives business, where it faces an accumulating number of lawsuits from shareholders angry at the bank's activities in the run-up to the credit crisis and claiming they were kept in the dark about a fraud investigation.
Regardless of whether Goldman settles or is found guilty of fraud in the complex subprime mortgage deal over which it was charged by the SEC last month, it must now also defend itself against accusations that it should have told investors last summer that it had received a Well's notice from the regulator. A Well's notice is a formal warning that civil charges are likely.
Goldman says it had not considered the notice to be material information, and hadn't expected to be charged. It denies the SEC's allegations.
BS its a illegal practice, the SEC put a BAN on it protecting the financial stocks, you're in denial!!
when you have someone going on 80k posts denying naked shorting and the sec busts hedge funds for this sort of manipulation, well, you draw the conclusion!! This is very lucrative and illegal, but whos guarding the henhouse? ITS COUNTERFEITING and that is illegal!! why did the govt BAN it when the market was crashing ONLY on financial stocks? The SEC doing this acknoledged it existed and failed to act protecting ALL stocks!!
what janice doesnt tell you is the market maker excemptions which allow Naked Shorting are not reported, but its ok because they are provideing liquidity!! AS IN COUNTERFEITING!!
just had 2 more attacks, i really dont give a ratz azz what you think...people know where the corruption lies around here!! ASK THE FORMER OWNER
Janice, you have so much hate for pinks, yet the system allows them for them to exist.
is it common for trojan horse virus attacks on ihub janice? No not trojan condoms, viruses that is!!
they dont have options, but the mms abuse the excemption rules to naked short, dont deny that please!!
don't waste your breath or time arguing the system is broken and rigged!! the mms are the crooks and thats a fact. Janice admitted herself how option market makers were naked shorting, who's to say the mms on the otcbb dont do it? she has no evidence this is not happening, its just her opinion that its not.
so you are assuming there is not a short position that may have been taken prior to 2008 when the stock was trading at much higher levels?
no, thats called manipulation!! naked shorting should be banned, PERIOD!!
escalation so how many NS do you think exist in SLJB?
any summons updates on pacer re: the libel suit? you going to post them if they are available?
regardless Cede & Co issued themselves more than 1/2 the Authorized shares in 1 day!! over 1.7 BILLION SHARES..no comment by anyone??
SO HOW DOES THE ISSUED EXCEED THE AUTHORIZED? AND CEDE JOURNALS NEARLY THE ENTIRE AUTHORIZED?
Summary Data
Issued 6/11/09 or Later...... 2,546,461,381
Issued to Cede & Company 2,830,561,102
Issued to RM Enterprises...... 200,505,177
Total Issued............ 3,513,027,642
Total Canceled........ 1,259,311,382
Total Not Canceled.. 2,253,716,260
MUST READ..Spongetech Share Issuance..Selection Criteria AsOf Date: 06/26/2009 Sort Criteria Primary Sort Account Number Ascending Certificate List (Upload Date: 06/26/2009)
POST WAS MADE ON YAHOO BY THE CRUSHER2
***NOTICE NO CEDE& CO JOURNAL ENTRIES PRIOR TO APRIL 2009, NONE IN MAY, AND A SUBSTANTIAL AMOUNT IN JUNE***
NOTICE THE MAJOR AMOUNT OF ENTRIES BY CEDE IN LATE JUNE
Cert # Holder Name Iss. Date Can. Date Denomination
1001 SHINYA ARAKI 12/09/2002 5000
1002 NEIL FOLEY 12/09/2002 5000
1003 JEAN GEYER 12/09/2002 10000
1004 EMMA HASS 12/09/2002 8000
1005 MELVIN KOELLER 12/09/2002 5000
1006 MALCOM MCGUIRE 12/09/2002 10000
1007 SUE NEIL 12/09/2002 8000
1008 KEVIN O'HARA 12/09/2002 8000
1009 OLSON JEWELERS 12/09/2002 5000
1010 BETTYE OUSTZ 12/09/2002 8000
1011 ANGELO PALMISANO 12/09/2002 5000
1012 LINDA CHADWICK 12/09/2002 5000
1013 CAROL POLEVOY 12/09/2002 8000
1016 RICHARD BLUNDELL 12/09/2002 10000
1020 TANNA SESSIONS 12/09/2002 5000
1021 DEAN SESSIONS 12/09/2002 5000
1022 PATSY SESSIONS 12/09/2002 5000
1023 MICHELLE BROWN 12/09/2002 5000
1024 JAMES JOHN 12/09/2002 8000
1025 ARDEN AMOS 12/09/2002 10000
1026 ROBERT SESSIONS 12/09/2002 5000
1027 ROBERT SONFIELD 12/09/2002 10000
1028 MARGOT KRIMMEL 12/09/2002 10000
1029 BONNIE CAROL 12/09/2002 10000
1030 MAX KRIMMEL 12/09/2002 10000
1032 SUNBURST PARTNERS 12/09/2002 100000
1038 RUBIN FAMILY IRRECOVERABLE STOCK TRUST 12/09/2002 2000000
1039 FALCON CREST CAPITAL 12/09/2002 500000
1045 RUBIN FAMILY IRRECOVERABLE STOCK TRUST 01/12/2005 2791000
1047 RUBIN FAMILY IRRECOVERABLE STOCK TRUST 01/19/2005 2120000
1050 DDK AND COMPANY LLC 01/19/2005 500000
1064 ELIOT F BLOOM 02/17/2005 10000
1068 JAY LUTSKY 07/19/2006 5000
1069 DONNA LUTSKY 07/19/2006 5000
1076 STEVEN & MINDY MOSKOWITZ TRUST 10/25/2006 1000000
1082 LARRY BLISKO 12/08/2006 25000
1232 ROBERT V CUDDIHY 02/02/2007 50000
1235 NETWORK 1 FINANCIAL SECURITIES, INC 02/02/2007 50000
1278 S WEISSMAN & M MOSKOWITZ TTEES
STEVEN MINDAY MOSKOWITZ TRUST UAD 5-5-19 02/13/2007 500000
1392 PATTI DEMATTEO 03/15/2007 32500
1394 SEPHORA CAPITAL MANAGEMENT INC 03/16/2007 250000
1629 TOM MONAHAN 04/18/2007 06/18/2009 100000
1713 PHILIP CASESA 06/12/2007 400000
1714 JOHN CUNNINGHAM 06/12/2007 31355
1716 JENNA LYNN FRIEDMAN 06/12/2007 12542
1717 HARBOR ENTERPRISES 06/12/2007 25084
1718 WALTER J HILCKEN 06/12/2007 31355
1724 PETER MONTALBANO
MICHELLE MONTALBANO JTE TEN 06/12/2007 62709
1725 BERNARD MOSKOWITZ 06/12/2007 12542
1727 RICHARD P NEWMAN
PROFIT SHARING 06/12/2007 109741
1731 NICHOLAS SITNYCKY
VALENTINA SITNYCKY JT TEN 06/12/2007 25000
1732 ANDREW TEPFER 06/12/2007 3135
1734 BRANDON YAROSI 06/12/2007 31355
1735 RAYMOND N ARELLO
ELLEN C ARELLO JT TEN 06/12/2007 18813
1736 LARRY BLISKO 06/12/2007 5017
1737 CHARLES SCHWAB & CO INC
PATRICK L KELLY IRA 06/12/2007 12542
1740 JIM FOSHEE 06/12/2007 3135
1741 MARTIN W GOLDBERG 06/12/2007 53303
1742 JERRY HAYES 06/12/2007 52676
1743 LEO HONIGWACH 06/12/2007 6271
1744 KAHN MANAGEMENT CONSULTING LLC 06/12/2007 94064
1745 STEVE KLEIN 06/12/2007 12542
1747 ALAN MANTEL 06/12/2007 12542
1748 DEBORAH METTER 06/12/2007 103470
1752 RICHARD P NEWMAN
RANDI NEWMAN JT TEN 06/12/2007 18813
1753 KEVIN OSETEC 06/12/2007 21948
1754 JENETTE PFEIFFER 06/12/2007 2508
1759 ERICK TEPFER 06/12/2007 3135
1760 SAM TSATKIS 06/12/2007 3135
1762 MARK BLISKO 06/12/2007 15677
1763 MICHAEL CHESNER 06/12/2007 3763
1764 ROBERT DORSAM 06/12/2007 21948
1765 SANDRA FEINBERG 06/12/2007 125418
1766 SIMON FRID 06/12/2007 3135
1767 JOANNE GONNELLA 06/12/2007 125418
1769 JACK HONIGWACH 06/12/2007 6271
1770 ALAN KAPLAN 06/12/2007 501672
1772 BARRY KOLEVZON 06/12/2007 627
1773 RICHARD MAWHINNEY 06/12/2007 54557
1775 FRANK V MULI 06/12/2007 31355
1777 ROBERT O'GRADY 06/12/2007 209448
1778 DENISE OTERO 06/12/2007 100334
1779 SIDNEY PFEIFFER 06/12/2007 6271
1780 DAVID SCHITZLER 06/12/2007 12542
1781 JIMMY SHIZGALIZ 06/12/2007 6271
1784 MYRON WEINER 06/12/2007 8152
1785 MYRON WEINER 06/12/2007 25000
1786 BRETT YAROSI 06/12/2007 31355
1788 GLEN PHILLIPS
JOYCE PHILLIPS JT TEN 06/12/2007 141095
1789 PATRICK KELLY 06/12/2007 12542
1790 JEFF WEBER 06/12/2007 06/22/2009 50000
1791 CINDY TORRE 06/12/2007 06/25/2009 50000
1792 CINDY TORRE 06/12/2007 06/25/2009 50000
1830 PETER KLEIN 07/26/2007 06/19/2009 10000
1886 WILLIAM R HOOVER 10/03/2007 06/18/2009 1466
1973 PETER KLEIN 11/19/2007 06/19/2009 50000
1982 BARRY KOLEVZON 11/23/2007 104724
2008 NORMA BLAU 11/30/2007 29032
2010 FRANK LAZAUSKAS 11/30/2007 1000000
2011 DL INVESTMENTS, INC 11/30/2007 1000000
2048 ANTHONY SORRENTINO
LIBERA SORRENTINO JT TEN 12/14/2007 10000
2049 KEITH MANDART
DONNA MANDART JT TEN 12/14/2007 25000
2053 DL INVESTMENTS, INC 12/14/2007 500000
2054 CINDY TORRE 12/14/2007 06/25/2009 100000
2082 JEFF FREIDMAN 01/08/2008 06/24/2009 75000
2083 HARRY FREIDMAN 01/08/2008 25000
2084 MORRY FREIDMAN 01/08/2008 25000
2085 R M ENTERPRISES INT LTD 01/08/2008 4548
2086 FLO WEINBERG 01/08/2008 35000
2089 ROBERT LOWINGER 01/08/2008 15000
2140 SAMUEL GLUCK 01/31/2008 15000
2228 STRAW MARKETING, LLC 03/10/2008 500000
2244 B MICHAEL PISANI 03/10/2008 1000000
2245 STUART WERNER 03/10/2008 500000
2331 RUBIN FAMILY IRRECOVERABLE STOCK TRUST 04/22/2008 466667
2358 EMERITA NAVARRA, MD 05/05/2008 50000
2363 STEVEN WERNER 05/07/2008 50000
2368 R M ENTERPRISES INT LTD 05/07/2008 627
2381 BRIAN MASTRONE 05/13/2008 50000
2393 STRAW MARKETING, LLC 05/28/2008 500000
2415 MYRON WEINER 06/06/2008 06/19/2009 1000000
2429 CGM IRA CUSTODIAN
LUCILLE S ELLER 06/25/2008 104724
2645 BARRY KOLEVZON 09/05/2008 500000
2735 MYRON WIENER 09/23/2008 06/19/2009 1000000
2737 MICHELLE MONTALBANO 09/23/2008 277800
2738 PETER MONTALBANO 09/23/2008 555560
2739 SPENCER MOSCATI 09/23/2008 555560
2740 MARGARET MOSCATI 09/23/2008 555560
2741 BRETT MOSCATI 09/23/2008 555560
2742 HANNAH MOSCATI 09/23/2008 555560
2743 BRIAN MOSCATI 09/23/2008 277800
2744 MICHAEL MOSCATI 09/23/2008 277800
2746 DAVID LAX (FEDERATION) 09/23/2008 3888894
2747 TODD SMITH 09/23/2008 1250000
2748 LARRY BLAU 09/23/2008 06/26/2009 500000
2751 DAVID BERLEY 09/23/2008 1000000
2752 ARNOLD PENNER 09/23/2008 2500000
2905 WESAM ABEDRABBO 11/07/2008 06/19/2009 700000
2906 MEYER ASSOULIN 11/07/2008 06/18/2009 1420800
2940 MICHAEL ALLEN HULL 11/20/2008 300000
2943 DALE M PICKELMAN JR
M SCHAEFF-PICKELMAN JT TEN 11/21/2008 1983000
2946 DIAN GRIESEL 11/24/2008 06/16/2009 2333333
2947 J KEVIN MORAN 11/24/2008 583333
2989 THOMAS BRUDERMAN 12/15/2008 06/18/2009 1000000
3044 S WEISSMAN & M MOSKOWITZ TTEES
STEVEN MINDAY MOSKOWITZ TRUST UAD 5-5-19 12/19/2008 1553333
3045 S WEISSMAN & M MOSKOWITZ TTEES
STEVEN MINDAY MOSKOWITZ TRUST UAD 5-5-19 12/19/2008 93000
3067 THOMAS BRUDERMAN 12/24/2008 1500000
3094 RICHARD M HIMMELMAN
CHARLES SCHWAB & CO CUST FBO 12/29/2008 1550000
3109 DALE M PICKELMAN JR
M SCHAEFF-PICKELMAN JT TEN 12/30/2008 1017000
3116 ANDREW W ZIPF 12/30/2008 06/12/2009 66400
3118 RALPH KATZ 12/30/2008 06/19/2009 1745000
3125 RUTH HAMPTON 12/31/2008 50000
3126 DAVID A HIMMELMAN 12/31/2008 06/24/2009 300000
3217 PETER KRONER 01/16/2009 06/25/2009 250000
3284 WAYDE NEWMAN 02/02/2009 06/25/2009 3000000
3415 B MICHAEL PISANI 02/26/2009 250000
3416 B MICHAEL PISANI 02/26/2009 156773
3417 B MICHAEL PISANI 02/26/2009 150000
3421 ARYEH LEMEL 02/27/2009 112500
3470 BIRKDALE, INC 03/13/2009 06/18/2009 5000000
3495 SOLOMON MIODOWNIK 03/17/2009 25000
3496 ELLIOT CZEGLEDI 03/17/2009 25000
3497 YEHUDA LIEBERMAN 03/17/2009 25000
3499 PETER KLEIN 03/17/2009 06/19/2009 25000
3500 GABI SHULL 03/17/2009 25000
3501 SAUL SAUBER 03/17/2009 25000
3508 MICHAEL J JOHNSON 03/17/2009 200000
3527 WAYDE DARYL NEWMAN 03/20/2009 06/25/2009 2000000
3580 CEDE & CO 04/03/2009 06/11/2009 3000000
3583 CEDE & CO 04/03/2009 06/11/2009 1500000
3585 CEDE & CO 04/07/2009 06/11/2009 700000
3589 CEDE & CO 04/09/2009 06/11/2009 4100000
3592 CHARLES SCHWAB & CO CUST
FBO RICHARD M HIMMELMAN IRA 04/13/2009 705000
3597 KERALT HOLDING 04/14/2009 5000000
3602 CEDE & CO 04/14/2009 06/11/2009 8377786
3621 CEDE & CO 04/14/2009 06/11/2009 1600000
3624 CEDE & CO 04/15/2009 06/11/2009 248710
3625 MAXWELL BART LIPNICK 04/15/2009 1290
3627 CEDE & CO 04/15/2009 06/11/2009 6850000
3629 CEDE & CO 04/15/2009 06/11/2009 2500000
3630 CEDE & CO 04/15/2009 06/11/2009 15000000
3651 MARTIN HODAS 04/17/2009 06/17/2009 10000000
3659 THOMAS BRUDERMAN 04/17/2009 1600000
3660 BARBARA H BRUDERMAN 04/17/2009 200000
3661 CHRISTOPHER J BRUDERMAN 04/17/2009 100000
3662 SUZANNE M BRUDERMAN 04/17/2009 100000
3679 CEDE & CO 04/21/2009 06/11/2009 12100000
3681 ARTHUR D DUNKIN 04/21/2009 500000
3682 ARTHUR D DUNKIN 04/21/2009 1000000
3688 CEDE & CO 04/22/2009 06/11/2009 198877458
3690 DR RICHARD NEWMAN 04/22/2009 2000000
3692 CEDE & CO 04/22/2009 06/11/2009 8000000
3693 CEDE & CO 04/22/2009 06/11/2009 500000
3695 CEDE & CO 04/23/2009 06/11/2009 100000
3699 ANTHONY V GUARDINO 04/24/2009 06/25/2009 500000
3700 CEDE & CO 04/24/2009 06/11/2009 5150000
3703 JAE WANG 04/27/2009 500000
3705 CEDE & CO 04/28/2009 06/11/2009 40000000
3712 CEDE & CO 04/30/2009 06/11/2009 3000000
3714 SAMUEL GLUCK 05/04/2009 06/12/2009 120000
3717 CEDE & CO 05/06/2009 06/11/2009 10000000
3719 CEDE & CO 05/08/2009 06/11/2009 60000000
3731 JOSH WEISS 05/13/2009 06/19/2009 1000000
3732 JOSH WEISS 05/13/2009 06/19/2009 1000000
3733 JOSH WEISS 05/13/2009 06/19/2009 1000000
3741 NATIONAL FINANCIAL SERVICES 05/19/2009 06/11/2009 9500000
3742 CEDE & CO 05/19/2009 06/11/2009 4000000
3743 CEDE & CO 05/19/2009 06/11/2009 10000000
3753 BIRKDALE, INC 05/19/2009 10000000
3754 CEDE & CO 05/19/2009 06/11/2009 10000000
3755 CEDE & CO 05/19/2009 06/11/2009 1200000
3756 CEDE & CO 05/19/2009 06/11/2009 600000
3757 CEDE & CO 05/19/2009 06/11/2009 600000
3767 JENNIFER GATINS 3438 2990
SCOTTRADE 0705 05/20/2009 06/18/2009 1000000
3781 BIRKDALE, INC 05/20/2009 2500000
3782 TRACEY L KWIETNIAK 05/20/2009 5000000
3785 DAVID M LEWIS 05/20/2009 06/22/2009 2000000
3786 DAVID M LEWIS 05/20/2009 06/18/2009 1000000
3787 JACK FREEDMAN 05/20/2009 3000000
3789 GREEN EAGLE CAPITAL CORP 05/21/2009 06/23/2009 2000000
3790 SAFIER ENTERPRISES, LLC 05/21/2009 06/19/2009 1000000
3799 CEDE & CO 05/22/2009 06/11/2009 2000000
3802 CANACCORD CAPITAL CORPORATION 05/27/2009 06/15/2009 40000000
3805 SCOTTRADE 05/28/2009 06/15/2009 20000
3806 PENSON FINANCIAL SERVICES INC 05/29/2009 06/15/2009 10000000
3807 PAUL E TABOADA 06/01/2009 5000000
3808 CHARLES MORGAN SECURITIES INC 06/01/2009 5000000
3809 CEDE & CO 06/02/2009 06/11/2009 362321525
3810 BIRKDALE, INC 06/03/2009 06/12/2009 10000000
3811 CEDE & CO 06/11/2009 177232979
3812 CEDE & CO 06/11/2009 177232500
3813 CEDE & CO 06/11/2009 177232500
3814 CEDE & CO 06/11/2009 177232500
3815 CEDE & CO 06/11/2009 177232500
3816 CEDE & CO 06/11/2009 177232500
3817 CEDE & CO 06/11/2009 06/22/2009 177232500
3818 CEDE & CO 06/11/2009 177232500
3819 CEDE & CO 06/11/2009 177232500
3820 CEDE & CO 06/11/2009 177232500
3821 TSQUARED INVESTMENTS LLC 06/11/2009 06/18/2009 9500000
3822 CEDE & CO 06/12/2009 06/24/2009 186400
3823 R M ENTERPRISES INT LTD 06/12/2009 06/17/2009 15500000
3824 BIRKDALE, INC 06/12/2009 06/25/2009 10000000
3825 CEDE & CO 06/15/2009 50000000
3826 BRIAN W WOOTEN &
JENNIFER R HUTCHINGS JT TEN 06/15/2009 20000
3827 R M ENTERPRISES INT LTD 06/16/2009 06/23/2009 12500000
3828 R M ENTERPRISES INT LTD 06/16/2009 06/18/2009 5000000
3829 OPPENHEIMER & CO INC 06/16/2009 06/19/2009 600000
3830 DIAN GRIESEL 06/16/2009 1733333
3831 MARTY HODAS 06/17/2009 06/26/2009 12500000
3832 ELENA RAIKHERT 06/17/2009 2000000
3833 DENNIS ZOITOS 06/17/2009 1000000
3834 PENSON FINANCIAL SERVICES INC 06/17/2009 06/23/2009 10000000
3835 BIRKDALE, INC 06/18/2009 06/26/2009 5000000
3836 CEDE & CO 06/18/2009 12022266
3837 CEDE & CO 06/18/2009 06/25/2009 2000000
3838 DENNIS RINGER 06/18/2009 06/24/2009 5000000
3839 CEDE & CO 06/19/2009 1745000
3840 PENSON FINANCIAL SERVICES INC 06/19/2009 06/26/2009 1000000
3841 CEDE & CO 06/19/2009 3000000
3842 CEDE & CO 06/19/2009 3385000
3843 CEDE & CO 06/22/2009 177214500
3844 PAUL BURKHART 06/22/2009 18000
3845 CEDE & CO 06/22/2009 2000000
3846 CEDE & CO 06/22/2009 50000
3847 CEDE & CO 06/23/2009 12000000
3848 AHAVA INVESTMENTS 06/23/2009 2000000
3849 KERALT HOLDING 06/23/2009 1000000
3850 JOSEPH FALCO 06/23/2009 1000000
3851 ALAIN F.P. JAQUES 06/23/2009 1000000
3852 BEN MUTZEN 06/23/2009 1000000
3853 YEHOUDA BECK 06/23/2009 1000000
3854 CONG A BU SHOLEM SHABAZI 06/23/2009 2000000
3855 STUART YACHNOWITZ 06/23/2009 2000000
3856 LYNN YACHNOWITZ 06/23/2009 500000
3857 YACHNOWITZ FAMILY LP 06/23/2009 1000000
3858 CEDE & CO 06/24/2009 185400
3859 MELVIN ROSEBOROUGH 06/24/2009 1000
3860 RIDGE CLEARING & OUTSOURCING SOLUTIONS 06/24/2009 5000000
3861 CEDE & CO 06/24/2009 375000
3862 R M ENTERPRISES INT LTD 06/24/2009 18000000
3863 R M ENTERPRISES INT LTD 06/24/2009 06/25/2009 15500000
3864 R M ENTERPRISES INT LTD 06/24/2009 06/24/2009 34000000
3865 R M ENTERPRISES INT LTD 06/24/2009 06/25/2009 18500000
3866 R M ENTERPRISES INT LTD 06/24/2009 06/25/2009 20000000
3867 R M ENTERPRISES INT LTD 06/24/2009 21500000
3868 ASSET MANAGEMENT INC 06/24/2009 06/25/2009 22000000
3869 MAREMMANO CORP 06/24/2009 17000000
3870 DIOMEDE CORP 06/24/2009 17000000
3871 CEDE & CO 06/25/2009 200000
3872 FIRST CLEARING, LLC 06/25/2009 5000000
3873 FIRST CLEARING, LLC 06/25/2009 10000000
3874 CEDE & CO 06/25/2009 750000
3875 CEDE & CO 06/25/2009 1796575
3876 DAVID BOLSTER 06/25/2009 203425
3877 AHAVA INVESTMENTS 06/25/2009 6000000
3878 KERALT HOLDING 06/25/2009 2500000
3879 JOSEPH FALCO 06/25/2009 1000000
3880 ALAIN F.P. JAQUES 06/25/2009 4000000
3881 BEN MUTZEN 06/25/2009 2000000
3882 EQUITY MARKETS ADVISORY INC 06/25/2009 1800000
3883 CSH ADVISORS INC 06/25/2009 1800000
3884 VALUE ADVISORS LLC 06/25/2009 1000000
3885 SEACOR CAPITAL INC 06/25/2009 200000
3886 CORPORATE EVOLUTIONS INC 06/25/2009 200000
3887 BEN MUTZEN 06/25/2009 1000000
3888 YEHOUDA BECK 06/25/2009 2000000
3889 CONG A BU SHOLEM SHABAZI 06/25/2009 5000000
3890 STUART YACHNOWITZ 06/25/2009 5500000
3891 EQUITY MARKETS ADVISORY INC 06/25/2009 10000000
3892 CSH ADVISORS INC 06/25/2009 10000000
3893 ASSET MANAGEMENT INC 06/25/2009 22150000
3894 WESLEY EQUITIES INC 06/25/2009 21000000
3895 AIT CAPITAL INC 06/25/2009 21500000
3896 R M ENTERPRISES INT LTD 06/25/2009 40000000
3897 DOUBLE U MASTER FUND L.P. 06/25/2009 22000000
3898 CEDE & CO 06/26/2009 500000
3899 CEDE & CO 06/26/2009 18500000
4kids, why arent the short figures available from FINRA re: yesterdays trading? volume not indicative of supposed 3 BILLION o/s
check out the 2 year chart and the last time the stock broke above the 50 day ma in nov/dec 2008. took 2 weeks of sideways trading to break above the 200 day ma and it was all up from there!! timing is everything the cable show is 1 week away and any material news will help us get there!!
what is the o/s and float? this stock trades ove a billion shares per day
false rumor...make a call it was that easy discrediting your source.
May 4, 2010, 7:00 a.m. WorldGate to Unveil New Digital Video Phone to Cable Operators at The Cable Show 2010
Experience the new Ojo Vision Digital Video Phone Featuring Advanced Technology from Ojo Labs and the Highest Ojo Quality Standards
TREVOSE, Pa., May 04, 2010 (BUSINESS WIRE) -- WorldGate (OTCBB: WGAT.OB), a leading provider of digital voice and video phone services, announced its participation at The Cable Show 2010, NCTA's 59th Annual Convention and International Exposition taking place May 11-13 in Los Angeles. WorldGate will showcase its award-winning family of Ojo digital video phones, telephony services and turn-key services platform. The Company will also be unveiling the new Ojo Vision Digital Video Phone to cable operators, channel partners and other show attendees in booth number 2161 at the Los Angeles Convention Center.
"The market demand for IP-based video telephony has been accelerating rapidly based almost entirely on low-quality, PC-based applications that are essentially a novelty to most consumers," said George E. Daddis, Jr., CEO of WorldGate. "We believe the market is truly ready for a high-quality video phone solution that is within the reach of most households and businesses, and we believe our Ojo Vision product is that solution. At The Cable Show, we'll be talking to potential OEMs, channel partners and service providers about the many ways we might collaborate to bring this stunning new IP multi-media communications technology to the global market."
WorldGate designs and develops innovative digital video phones featuring high quality, real-time, two-way video. Our unique combination of functional design, advanced technology and use of IP broadband networks provides true-to-life video communication. At The Cable Show, WorldGate will showcase its Ojo Services and Ojo Labs business components that include plug-and-play installation capabilities, technical and customer support as well as an array of video phone features.
WorldGate's patented platform allows service providers, agents and customer acquisition companies to offer digital voice and video phone services with minimal risk and investment while providing speed-to-market capability. Retail, agent, wholesale, white label and private label programs are available.
To schedule a demo or meet with a WorldGate executive, please contact Barry MacCheyne at 585-704-1264 and sales@wgate.com or visit WorldGate booth 2161.
About NCTA
NCTA is the principal trade association for the U.S. cable industry, representing cable operators serving more than 90 percent of the nation's cable television households and more than 200 cable program networks. The cable industry is the nation's largest broadband provider of high-speed Internet access, serving more than 40 million customers, after investing more than $145 billion to build two-way digital networks with fiber optic technology. Cable companies also provide state-of-the-art digital telephone service to more than 20 million American consumers.
About WorldGate
Founded in 1996, WorldGate is a leading provider of digital voice and video phone services and next generation video phones. In today's increasingly busy world where family and friends are spread throughout the globe, WorldGate unites the lives of people in an effortless and affordable way using next generation video communications technologies. In addition to offering the latest in video technology, WorldGate also provides a turn-key communication services platform supplying complete back-end support services with best-in-class customer service. WorldGate designs and develops innovative digital video phones featuring high quality, real-time, two-way video. This unique combination of functional design, advanced technology and use of IP broadband networks provides true-to-life video communication. As a result, WorldGate brings family and friends closer together by offering a new way to experience communication--through an immediate video connection allowing them to instantly hear and see each other for a face-to-face conversation. For more information, please visit www.wgate.com and www.wgatephone.com.
This press release may contain forward-looking statements that are made pursuant to the safe-harbor provisions of the Private Securities Litigation Reform Act of 1995. Expressions of future goals and similar expressions including, without limitation, expressions using the terminology "may," "plans," "expects," "anticipates," "forecasts," and expressions which otherwise reflect something other than historical fact intended to identify forward-looking statements, including the timing of the unveiling of the new Ojo Vision Digital Video Phone and WorldGate's participation at The Cable Show 2010. These forward-looking statements involve a number of risks and uncertainties, including the finalization of WorldGate's digital video phone and the factors described in the WorldGate's filings with the Securities and Exchange Commission. The actual results may differ materially from any forward-looking statements due to such risks and uncertainties. No obligation is undertaken to revise or update any forward-looking statements in order to reflect events or circumstances that may arise after the date of this release.
SOURCE: WorldGate
WorldGate
Jennifer Osuna, 704-260-3375, jennifer@wgate.com
or
Skyya Communications
Susan Donahue, 646-454-9378, susan.donahue@skyya.com
May 7th pre-hearing date scheduled for this friday.
[PDF] Order: In the Matter of Sulja Bros. Building Supplies, Ltd., Petar ...File Format: PDF/Adobe Acrobat
Mar 4, 2010 ... Ontario securities law do not apply to the respondents Sulja Nevada, ... to be held on May 7, 2010, at 10:00 am, to address any remaining ...
www.osc.gov.on.ca/documents/en/Proceedings.../rad_20100304_sulja.pdf
500k on the ask..things looking real good, someone's accumulating
can the shareholders join the class action suit?
not named 1 of 10 John/Jane Does..list to follow
why would they release any valuable or newsworthy information at this time, considering the current issue with the sec and them having to get the filings in order? You think they are here to please the PENNY player? Follow the money as Cramer said today with HOT TOPIC and the high level of insider buying...BUY BUY BUY!!
yeah so the issue restricted stock to RME for a loan and retire them back when they are repaid as they previously announced WHO CARES what the authorized is, as long as they dont hit the market!! This is where you cannot prove this ever occurred!! Outstanding shares are 722 million shares
OUTSTANDING and FLOAT is what really matters here
If it was dumping, why is it holding? SHORTS buy on the BID, stock closed UP!!
this case will be proven by the sec, SPNG o/s 722 million shares not message board manipulators
game over puppy you know it, SPNG will expose the skeletons
Once the financials are released, that will be enough EVIDENCE!! Theres going to be alot of hurtin' and pain to the criminals who counterfeited the stock and you know it!! LOL
you have no evidence that this exists or not outstanding share count is 722 million
so what makes your side so correct? you have NO EVIDENCE.
can you prove they dont exist?
the market or hedge funds likely assumed the increase in the A/S and dumped counterfeir shares shares ino the market expecting to cove, just the opposite occured IT NEVER HAPPEND!! THUS, they are trapped!!
people that own or have a direct relationship with message boards should not be participating in this activity agree?
weren't the shareholders victim of a manipulation by the perpatrators named in the sec suit? did the individuals short the pump and profit as well?
"CEO Steve Sulja states, "Sulja Bros. had an excellent year and the Middle East projects are already affecting the bottom line."
directly from our CEO
fourkids appears the scam took place before the sale...would that still make him the owner of IH?
“In the scheme involving Asia Global stock, the SEC alleges that Dynkowski
personally saw to it that the manipulative trading was coordinated with misleading
press releases from the company, and in some instances he wrote the press releases
for Asia Global himself. According to the SEC’s complaint, Dynkowski instructed
Brown on Aug. 24, 2006, to have Asia Global issue a press release hyping the
company’s second quarter 2006 financial results and to “make it sound ENORMOUS.”