Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.
Finra Short List Link For 4/11/2011
http://regsho.finra.org/FORFshvol20110411.txt
Finra Short List Link For 4/8/2011....Late
http://regsho.finra.org/FORFshvol20110408.txt
Finra Short List Link For 4/7/2011...Late
http://regsho.finra.org/FORFshvol20110407.txt
Finra Short List Link For 4/6/2011..Late
http://regsho.finra.org/FORFshvol20110406.txt
Finra Short List Link For 4/5/2011
http://regsho.finra.org/FORFshvol20110405.txt
Finra Short List Link For 4/4/2011
http://regsho.finra.org/FORFshvol20110404.txt
Finra Short List Link For 4/1/2011
http://regsho.finra.org/FORFshvol20110401.txt
Finra Short List Link For 3/31/2011
http://regsho.finra.org/FORFshvol20110331.txt
Finra Short List Link For 3/30/2011...Late
http://regsho.finra.org/FORFshvol20110330.txt
Finra Short List Link For 3/29/2011
http://regsho.finra.org/FORFshvol20110329.txt
Finra Short List Link For 3/28/2011
http://regsho.finra.org/FORFshvol20110328.txt
Finra Short List Link For 3/25/2011
http://regsho.finra.org/FORFshvol20110325.txt
Finra Short List Link For 3/24/2011
http://regsho.finra.org/FORFshvol20110324.txt
Finra Short List Link For 3/23/2011...Late
http://regsho.finra.org/FORFshvol20110323.txt
I think I understand slow at this point in my life....:) How slow do you suppose?
Seems to me,with everyone being moved over from the (OTC) to the (OMX).Clean up could be a lil slow.Big clean up job has started...
Will or does FINRA actually help a Pink company whose PPS is being maliciously manipulated? If FINRA is contacted, and get involved when a request is made to help a company under extreme naked short selling, will FINRA necessarily halt trading, as is the common belief?
I am asking in sincerity to those knowledgeable on this board.
Finra Short List Link For 3/22/2011
http://regsho.finra.org/FORFshvol20110322.txt
Finra Short List Link For 3/21/2011
http://regsho.finra.org/FORFshvol20110321.txt
Finra Short List Link For 3/18/2011
http://regsho.finra.org/FORFshvol20110318.txt
Finra Short List Link For 3/17/2011
http://regsho.finra.org/FORFshvol20110317.txt
Do you think this list is accurate? Or could there be hidden fails?
Finra Short Lis link For 3/18/2011
http://regsho.finra.org/FORFshvol20110316.txt
Who no's! But i do no! Rule 4320 force the (MM) to cover all short position on a security befor the can take another short position on that same security.Also rule 4320 stop (MM) from passing (FTD) positions to one another like a hot potato's.Btw! Also on top of that.All security are being moved over to the (OMX) Settlement and ClearingHouse.So who no's.But i do no! We will find out..jmo...It feels like a new day in pennyland...jmo....
Finra Short List Link 3/15/2011
http://regsho.finra.org/FORFshvol20110315.txt
Do you think they cover this week?
Finra Short List Link For 3/14/2011
http://regsho.finra.org/FORFshvol20110314.txt
Finra Short List Link For 3/11/2011
http://regsho.finra.org/FORFshvol20110311.txt
Finra Short List Link For 3/10/2011
http://regsho.finra.org/FORFshvol20110310.txt
Finra Short List Link For 3/9/2011
http://regsho.finra.org/FORFshvol20110309.txt
Finra Short List Link For 3/8/2011
http://regsho.finra.org/FORFshvol20110308.txt
Finra Short List Link For (ARSC) 3/7/2011
http://regsho.finra.org/FORFshvol20110307.txt
Finra Short List Link For 3/4/2011
http://regsho.finra.org/FORFshvol20110304.txt
Knight Capital buys reverse mortgage co.
Knight Capital Group Inc. will acquire mortgage company Urban Financial Group Inc., the financial services company said Tuesday.
Terms of the deal weren't disclosed.
Urban Financial, a privately held company based in Tulsa, Okla., originates direct and brokered home mortgages. It's one of the country's major providers of reverse mortgage loans.
Knight Capital, based in Jersey City, N.J., said the deal still needs regulatory approval. If it receives that, the acquisition will begin boosting the company's earnings per share in 2010.
http://www.businessweek.com/ap/financialnews/D9EOVKT80.htm
Thanks 'ddfordenero', Knight will always find a way.... to plunder.
Very nice...I was going to post to the board today about more investors giving NITE hell like I did yesterday..A simple email asking WTF is all that is needed...I still haven't got a reply back though, lol..
Finra Short List Link For 3/2/2011...
http://regsho.finra.org/FORFshvol20110302.txt
20,762,816,942 to be exact for 2009, HESG was out of shares in March of that year. 600M Float? LOL Well close enough...
Good Job ICE:
Maybe with any luck she will take what you sent to her and run with it. That would put HESG in the spotlight for sure. I wonder how many of those 21 billion were sold short.......
11:11 HESG 11:11
LOL Kardos Yesalavich, Donna to me
show details 2:47 AM (13 minutes ago)
I will be out of the office on Wed., March 2, for jury duty. Please contact Joe Bel Bruno at joe.belbruno@dowjones.com with any immediate concerns. Thank you!
STREET MOVES:Key Electronic Trading Execs Leave Knight Capital
By Donna Kardos Yesalavich
Of DOW JONES NEWSWIRES
donna.yesalavich@dowjones.com
NEW YORK (Dow Jones)--Knight Capital Group Inc. (KCG) announced the departure of two key executives Monday in a move that will leave a substantial hole in the financial-services firm's electronic trading group.
Jamil Nazarali is resigning from his post as senior managing director of Knight Capital Americas, responsible for the company's electronic trading group, while Matt Cushman is leaving his position as managing director in the electronic trading group, Knight said. Cushman's departure comes as he was in the midst of heading a push into options for Knight.
A spokeswoman said the company could not elaborate on the resignations beyond a press release announcing the moves.
In the release, the company said it will immediately begin searching for a successor to lead its electronic trading group. It appointed Steven Sadoff, executive vice president and head of operations, services and technology, to oversee the electronic trading group during the transition period.
Knight also noted that "the company has built a strong bench of talent in its [electronic trading] business, with a team of quantitative strategists, developers, traders and sales people."
-By Donna Kardos Yesalavich, Dow Jones Newswires; 212-416-2188; donna.yesalavich@dowjones.com
Thanks Donna for that story, there were many applauds by penny investors down here in the trading trenches. Did the Electronic Trading Execs Leave Knight Capital have anything to do with the new Finra (Short Sale Delivery Requirements)? http://www.finra.org/Industry/Regulation/RuleFilings/2010/P121522
EQUITIES IRHub Stock Message Board on http://investorshub.advfn.com/
http://investorshub.advfn.com/boards/read_msg.aspx?message_id=60477496
In my opinion Knight Capital has help tarnish the market, investors look forward to a more fair and transparent Wall Street. Here is just one example how Knight Capital had diluted stocks with phantom shares and robbed many investors, by naked short selling unknown OTC companies like.... HESG
(HESG) Health Sciences Group@.0001 - Cannabis Sector
Market Maker NITE's total share volume traded in 2009 was 102,111,888,865.
HESG Traded Volume in 2009 Traded by NITE alone for HEALTH SCIENCES GR was 21,362,816,942.
21% of NITE's total traded volume??? 21% of all NITE's OTC trades in 2009 were in just one stock?
http://www.otcbb.com/asp/tradeact_mv.asp?SearchBy=mp&Issue=NITE&SortBy=volume&Month=12-1-2009&IMAGE1.x=22&IMAGE1.y=5
Doesn't that sound a little strange 21% of all Knight Capitals OTC trades are in ONE stock, especially when there are over 10,010 securities in the OTC Markets? http://www.otcmarkets.com/home
(HESG.PK) Last Reported Share Structure
Outstanding Shares - 2,200,000,000 as of Mar 9, 2009
Holders of Record - 187 as of Dec 8, 2008
Float - 600,000,000 as of Mar 9, 2009
Numbers are much, much larger for HESG trades by all market makers combined from 2009 - 2011.... Knight Capital just happens to be the biggest trader of them all.
Thank you Donna Kardos Yesalavich Of DOW JONES NEWSWIRES for shedding some Light on Knight!
Mic Stockwell
NEB good to see here have a good night. br1
VERY NICE WORK ICE!!
Perhaps Knight (NITE) was playing with a double-edged sword
maybe this really is a start of new things to come, a REAL, CONCRETE, SUBSTANTIAL change!!!
see everyone tomorrow, ta ta
I think he was encourage to leave before the Shiet, hit the fan....
the Shiet = HESG
Just got an email from Tom Ronk @BUYINS.NET stating "YES" this rule also applies to Pinksheets Non-Reporting Companies....
My response...
Quote:
Awesome, any Idea what is the most naked shorted stock sold on the market?
I do... HESG Health Sciences Group@.0001 - Cannabis Play
Market Maker NITE's Total Share Volume Traded in 2009
=102,111,888,865
HESG Traded Volume in 2009 Traded by NITE alone,
HEALTH SCIENCES GR = 21,362,816,942
21% of NITE's total traded volume? WTF!
http://www.otcbb.com/asp/tradeact_mv.asp?SearchBy=mp&Issue=NITE&SortBy=volume&Month=12-1-2009&IMAGE1.x=22&IMAGE1.y=5
Outstanding Shares
2,200,000,000 as of Mar 9, 2009
Holders of Record
187 as of Dec 8, 2008
Float
600,000,000 as of Mar 9, 2009
Transfer Agent
Transfer Online
317 SW Alder Street
Portland, OR 97204
Combined Shares HESG traded by all Market Makers 2009 - 2010
over 52 Billion from a 2.2 Billion shares outstanding at the time.
.0001 stocks get the worst of the NSS abuse... Hope these new rules will change some things. It would make a huge difference to the 481 investors following this board, that have not lost hope and continue to buy at No-bid.
short source-
http://investorshub.advfn.com/boards/read_msg.aspx?message_id=60375469
This is encouraging news. Wonder if their "services" were no longer needed, effective February 28, 2011?
Wow! Could (HESG) be the cause....hahaha! Let's hope so...
Knight, in its official statement on the resignations, gave no explanation for the departures. The company said it would "immediately commence a search" for a replacement for Nazarali.
Thomson Reuters to Host Market Surveillance
March 1, 2011
Chris Kentouris
Thomson Reuters on Tuesday said it will offer its customers access to trade monitoring firm Redkite's surveillance software as a managed service within the Elektron network and hosting environment.
Like what you see? Click here to sign up for Securities Technology Monitor's weekly newsletter to get the latest news and analysis that matters to the effective operation of capital markets.
Users of Redkite’s Redeye, also available on a licensed basis, will now have access to a fully-managed package powered by Thomson Reuters real-time pricing, news and tick history data. In monitoring trades, orders, market data and news events in real-time or at the end of the business day, Redeye can generate alerts identifying suspicious transactions or activity that suggests possible market abuse or manipulation.
“Globally, we are seeing increased demand for improved surveillance products and processes in the face of imminent market structure changes,” says Mike Powell, global head of enterprise real time solutions at Thomson Reuters. “The combination of Thomson Reuters Elektron and Redeye will provide a high performance solution to support customers’ trading workflow and better enable them to meet new regulatory requirements.”
Thomson Reuters launched Elektron last April as an ultra-high speed network and hosting environment that enables financial firms to trade faster using the most complete coverage of real time financial information, connect to more markets and interact freely across a global secure cloud.
A recent study released by Tabb Group, a New York-based industry research and consulting firm, predicts that U.S. and European brokers will spend $206 million in 2011 on new market surveillance programs. Spending, Tabb said, will growth at a rate of 14 percent a year after that leading to $268 million in 2013.
The growth is being spurred by hundreds of laws yet to be written and rules to be implemented in the wake of the Dodd-Frank Wall Street Reform Act in the U.S. and the second edition of the Markets in Financial Instruments Directive in Europe. The new rules require collecting, collating, analyzing, storing and retrieving more detailed data, as well as the ability to prove that internal trading and risk control practices. The flash crash of May 6, when an algorithm used by an asset manager had a damaging market impact, is also prompting firms to take a closer look at surveillance.
Nice find Ice...Keep up the good work...Looks like nite fleas could be having a lil problem with these new rules
http://investorshub.advfn.com/boards/read_msg.aspx?message_id=60465051
And the exodus begins... Electronic Trading Execs Resign at Knight Capital Group http://t.co/2NkO8Ay via @IREQUITIES
Electronic Trading Execs Resign at Knight
March 1, 2011
Tom Steinert-Threlkeld
Two managing directors have resigned their posts in the Electronic Trading Group at Knight Capital Group.
Like what you see? Click here to sign up for Securities Technology Monitor's weekly newsletter to get the latest news and analysis that matters to the effective operation of capital markets.
Jamil M. Nazarali resigned from his position as senior managing director and global head of Knight's Electronic Trading Group. In that capacity, he oversaw all of Knight's automated trading, worldwide, according to his company biography.
Also resigning Monday was Matt Cushman, a managing director in the group, specializing in quantitative strategies.
Knight, in its official statement on the resignations, gave no explanation for the departures. The company said it would "immediately commence a search" for a replacement for Nazarali.
Steven Sadoff, Executive Vice President and Head of Operations, Services and Technology, at Knight will oversee the Electronic Grading Group in the interim.
Nazarali helped start ETG when he joined the firm in 2000 and oversaw its growth in automated trading since then. Among Mr. Nazarali’s responsibilities is Knight Link, one of the largest sources of off-exchange liquidity in the U.S. equities market.
Nazarali joined Knight from Ernst & Young, where he was a management consultant.
Nazarali has been the chairman of the New York Stock Exchange Electronic Trading Advisory Committee.
Knight Capital Group provides access to capital markets across multiple asset classes to trading firms and corporations.
Finra Short List Link For 2/28/11
http://regsho.finra.org/FORFshvol20110228.txt
Maybe WE accumulated too much evidence in terms of collusion and corruption to just simply try to make us disapear. GO HESG and all the longs whom believe in the the mission to spread the word about cannabis and hemp. Thanks for the quick response!
http://www.finra.org/Investors/index.htm . http://www.sec.gov/index.htm . http://investor.gov/ . http://regsho.finra.org/regsho-February.html . http://regsho.finra.org/FORFshvol20100226.txt http://www.otcbb.com/asp/OTCE_Short_Interest.asp
Regulation SHO- Establishing uniform "locate" and "close-out" requirements in order to address problems associated with failures to deliver, including potentially abusive "naked" short selling. Reg SHO requirements locate stock prior to short - borrow stock by T+3 deliver shares to counter party - force buyin by T+13 restrict account 90 days
http://sec.gov/spotlight/keyregshoissues.htm
TT First week has come and gone. I'm almost happy with the name, thanks to our board members suggesting some ICE. Thanks to all of you we have 31 board marks, almost more than NITE. I'll will be adding new sections for discussions, lets look at what we posted a week ago. If you missed it was post #2
ICESHORTEDStockQ
http://investorshub.advfn.com/boards/read_msg.aspx?message_id=47157888
26Feb2010|Symbol|ShortVolume|TotalVolume|Market
http://regsho.finra.org/FORFshvol20100226.txt
Schematic representation of naked short selling in two steps. The short seller sells shares without owning them. He then purchases and delivers the shares for a different market price. If the short seller cannot afford the shares in the second step, or the shares are not available, a "fail to deliver" results.
Monthly OTC Short Interest Reporthttp://www.otcmarkets.com/pink/marketactivity/short_interest.jsp
Short Interest is the total number of shares of a security that have been sold short by customers and securities firms that have not been repurchased to settle short positions in the market. Short selling is the selling of a security that the seller does not own, or any sale that is completed by the delivery of a security borrowed by the seller. Short selling is a legitimate trading strategy. Short sellers assume the risk that they will be able to buy the stock at a more favorable price than the price at which they sold short.
Short Interest Reporting Requirements
- Effective July 2006, FINRA Rule 3360 was amended to expand short interest reporting requirements to OTC Equity Securities in all customer and proprietary firm accounts. OTC equity securities are defined as any equity security that is not listed on The NASDAQ Stock Market or a national securities exchange and includes Pink Sheet quoted securities. Short interest reports must be made as of the settlement date designated by FINRA.
- Effective September 7, 2007, Rule 3360 was changed to require firms to increase the frequency of short interest reporting from monthly to semi-monthly cycles. The mid-month short interest report is based on short positions held by members on the settlement date of the 15th of each month. If the 15th falls on a weekend or another non-settlement date, the designated settlement date will be the previous business day on which transactions settled. The end-of-month short interest report is based on short positions held on the last business day of the month on which transactions settle.
- After review by FINRA, the short interest data is consolidated by security and disseminated to the public, generally on the eighth business day after the reporting settlement date. See Short Interest Publication Schedule.
- The first short interest information for OTC securities was available on July 26, 2006. Short interest information for prior months is not available. Each reporting period, on the publication date, Pink OTC Markets will publish short interest information for each OTC equity stock on www.pinksheets.com.
Volume | |
Day Range: | |
Bid Price | |
Ask Price | |
Last Trade Time: |