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Created: 12/19/2003 04:50:37 PM - Followers: 34 - Board type: Premium - Posts Today: 0


•._.•´¯`•._.•´¯`• PURPOSE OF THIS THREAD •._.•´¯`•._.•´¯`•._.•

Regulatory Actions
This page provides links to releases concerning SEC rulemaking activity, including concept releases, proposed rules, final rules, interpretive releases, and policy statements. It also links to announcements concerning SRO rulemaking, PCAOB rulemaking, instructions for Exchange Act Exemptive Applications, other Commission notices, and public petitions for rulemaking submitted to the SEC. http://www.sec.gov/rules.shtml

Division of Enforcement
The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements http://www.sec.gov/divisions/enforce.shtml

Enforcement Actions #msg-17969541
Trading Suspensions 2008: #msg-17980493 ---> Trading Suspensions! When the SEC Suspends Trading in a Stock #msg-17969590
Recent Press Releases #msg-18794230

Information of Interest 

What does it mean when an "E" is added to a stock's ticker (courtesy of Generic): #msg-31755048
 

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#1649
they always want more information on everything doinit 05/16/2022 09:57:34 AM
#1648
‘Small But Powerful’ Group Pushing SEC Climate Disclosures: Professors MinnieM 05/15/2022 01:51:45 PM
#1647
new sec rules for trade settlement doinit 02/11/2022 05:51:32 PM
#1646
SEC Gives Whistle-Blower $110 Million in Second-Biggest Payout Bountiful_Harvest 09/17/2021 12:51:00 PM
#1645
that is if you use broker other than koolmc 07/29/2021 06:39:44 PM
#1644
that's what happened last week or two when koolmc 07/29/2021 06:33:27 PM
#1643
There more to it than that. I mean GUNSMOKE 07/29/2021 06:11:46 PM
#1642
double edged sword. If a stock is not koolmc 07/29/2021 06:03:52 PM
#1641
THIS IS JUST Terrible ! You an i GUNSMOKE 07/29/2021 05:58:42 PM
#1640
september is the main one. If stocks not koolmc 07/29/2021 05:52:14 PM
#1639
YEA I GET THAT ! But if we GUNSMOKE 07/29/2021 05:48:08 PM
#1638
lol. Fyi currently the new rule is stock koolmc 07/29/2021 05:40:34 PM
#1637
CAN SOMEBODY ANSWER THIS ?? So if a GUNSMOKE 07/29/2021 02:07:00 PM
#1636 Massroots wowza!! jobynimble 04/09/2020 10:21:26 AM
#1635 ONCI IS THE BIGGEST SCAM ANYWHERE PhantomCash77 09/26/2018 12:15:34 AM
#1634 Extremely well done. Thanks kush wmeshel 03/17/2014 03:55:07 AM
#1633 LOOK AT SOME OF THE SUSPENDED SEC SUSPENDED IBurnPurpleKush 03/17/2014 03:41:38 AM
#1632 Some questions about filing a 13G ... virtual_cynic 03/07/2013 03:58:46 PM
#1631 Sir Francelote 12/21/2012 10:10:46 PM
#1630 Interesting... Hacktheripper.... :-D lolzzz Crazy Money 08/21/2011 09:03:28 PM
#1628 SEC To Consider Large Trader Reporting System Next Week Stock 07/20/2011 11:26:15 AM
#1626 I see there are a few bagholders, who Hacktheripper 04/29/2011 07:29:58 AM
#1625 I must have posted on the wrong board... Crazy Money 04/28/2011 10:19:28 PM
#1624 There are NEVER any guarantees ;-) lolzzz Crazy Money 04/28/2011 10:18:43 PM
#1623 For those posters who Guarantee their Stock Picks Hacktheripper 04/24/2011 08:11:28 PM
#1621 which case? violin? or pool cue? Stock 04/21/2011 08:03:18 PM
#1620 Nothing has happened here for yearzzz in relation Crazy Money 04/21/2011 07:42:26 PM
#1619 in some fantasy universe, maybe Stock 04/18/2011 09:24:42 AM
#1618 iknowaguy that was PAID to post here... lolzzz Crazy Money 04/18/2011 12:19:39 AM
#1617 You were compensated for that post? Crazy Money 04/18/2011 12:18:54 AM
#1616 Nope, just a Nitwit :-) Crazy Money 04/08/2011 05:48:32 PM
#1615 U.S. SECURITIES AND EXCHANGE COMMISSION - SEC should ICEQUITY 12/19/2010 10:30:39 AM
#1614 whats your point? Specalculator1 12/18/2010 08:25:12 PM
#1613 ABOUT SEC? TELOGIS/RMTD ICEQUITY 12/17/2010 10:52:11 AM
#1612 ABOUT SEC? TELOGIS/RMTD ICEQUITY 12/17/2010 10:52:06 AM
#1611 ur a comedian..LOL Specalculator1 12/09/2010 01:06:29 AM
#1610 LOLOLOLOLIZMO Crazy Money 12/08/2010 11:32:44 PM
#1609 Late Form 4 filings were researched as a Stock 12/08/2010 09:23:54 AM
#1608 what is the fine for filing a form Specalculator1 12/07/2010 01:11:34 AM
#1607 Does not work when you put people on Crazy Money 11/15/2010 01:36:21 AM
#1605 U.S. SECURITIES AND EXCHANGE COMMISSION Bull Finch 08/20/2010 02:39:07 PM
#1604 No replies yet. Still looking for a smart Stock 07/01/2009 05:23:16 PM
#1603 Attention: I am looking for someone with computer Stock 06/03/2009 12:31:53 PM
#1602 Top tips for 2009 Stock 05/25/2009 07:21:13 PM
#1601 SEC Charges San Francisco Hedge Fund Adviser for Stock 10/21/2008 06:22:48 PM
#1600 lol Generic-- hope so :-D But I figure-- jimmenknee 09/19/2008 08:51:35 AM
#1599 Emergency Order, Release No. 34-58592.pdf Stock 09/19/2008 08:50:18 AM
#1598 SEC Halts Short Selling of Financial Stocks to Stock 09/19/2008 08:48:57 AM
#1597 where do we start today? i think Cox's Stock 09/19/2008 08:48:20 AM
#1596 UPDATE: NY AG Begins 'Wide-Ranging' Probe Into Short Selling Stock 09/18/2008 03:51:04 PM
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