SEC Suspensions & Revocations

296

SEC Suspensions & Revocations

296

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Renee

02/13/23 9:43 AM

Post #3,867

Re: #3,798: @Renee - SIXD: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: SIXD

https://www.sec.gov/litigation/opinions/2023/34-96883.pdf

Renee

02/13/23 9:40 AM

Post #3,866

Re: #3,784: @Renee - PRHL: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: PRHL

https://www.sec.gov/litigation/opinions/2023/34-96882.pdf

Renee

02/13/23 9:37 AM

Post #3,865

Re: #3,799: @Renee - SELR: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: SELR

https://www.sec.gov/litigation/opinions/2023/34-96884.pdf

Renee

02/10/23 10:44 AM

Post #3,864

Re: #3,768: @Renee - GLRP: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: GLRP

https://www.sec.gov/litigation/opinions/2023/34-96857.pdf

Renee

02/10/23 10:41 AM

Post #3,863

Re: #3,771: @Renee - ADTM: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: ADTM

https://www.sec.gov/litigation/opinions/2023/34-96858.pdf

Renee

02/10/23 10:34 AM

Post #3,862

Re: #3,772: @Renee - ENVS SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: ENVS

https://www.sec.gov/litigation/opinions/2023/34-96860.pdf

Renee

02/09/23 9:55 AM

Post #3,861

Re: #3,757: @Renee - UGHL: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: UGHL

https://www.sec.gov/litigation/opinions/2023/34-96850.pdf

Renee

02/09/23 9:52 AM

Post #3,860

Re: #3,723: @Renee - FIND: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: FIND

https://www.sec.gov/litigation/opinions/2023/34-96845.pdf

Renee

02/09/23 9:50 AM

Post #3,859

Re: #3,765: @Renee - TRNX: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: TRNX

https://www.sec.gov/litigation/opinions/2023/34-96847.pdf

Renee

02/09/23 9:47 AM

Post #3,858

Re: #3,729: @Renee - HALN: SEC ADMIN. Proceeding for severely delinquent Financials:

Revoked registration: HALN

https://www.sec.gov/litigation/opinions/2023/34-96849.pdf

Renee

02/08/23 9:54 AM

Post #3,857

Re: #1,245: @Renee - OGNG, IMMB, MYRY, GWPC: SEC Suspension:

Revoked registration: OGNG

https://www.sec.gov/litigation/opinions/2023/34-96823.pdf

Renee

02/08/23 9:51 AM

Post #3,856

Re: #3,725: @Renee - DESTQ: SEC ADMIN. Proceeding for severely delinquent Financials:

Revoked registration: DESTQ

https://www.sec.gov/litigation/opinions/2023/34-96825.pdf

Renee

02/08/23 9:44 AM

Post #3,855

Re: #3,630: @Renee - GLBD SEC Admin. Proceeding for severely delinquent Financials

Revoked registration: GLBD

https://www.sec.gov/litigation/opinions/2023/34-96828.pdf

Renee

02/08/23 9:41 AM

Post #3,854

Re: #3,726: @Renee - CPAI: SEC ADMIN. Proceeding for severely delinquent Financials:

Revoked registration: CPAI

https://www.sec.gov/litigation/opinions/2023/34-96833.pdf

Renee

02/07/23 9:44 AM

Post #3,853

Re: #3,662: @Renee - GBBT: SEC Admin. Proceeding for severely delinquent Financials

Revoked registration: GBBT

https://www.sec.gov/litigation/opinions/2023/34-96814.pdf

Renee

02/07/23 9:41 AM

Post #3,852

Re: #3,777: @Renee - BDGY SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: BDGY

https://www.sec.gov/litigation/opinions/2023/34-96812.pdf

Renee

02/07/23 9:37 AM

Post #3,851

Re: #3,786: @Renee - NANN: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: NANN

https://www.sec.gov/litigation/opinions/2023/34-96816.pdf

Renee

02/01/23 4:41 PM

Post #3,850

Re: #2,427: @Renee - GSTN reinstated to the OTC:

FINRA deleted symbol: GSTN

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

02/01/23 4:31 PM

Post #3,849

ATCC SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/litigation/admin/2023/34-96789.pdf

Renee

01/30/23 1:18 PM

Post #3,848

Revoked registration: GNBTQ

https://www.sec.gov/litigation/admin/2023/34-96760.pdf

Renee

01/27/23 6:40 PM

Post #3,847

Re: #3,171: @Renee - SMRN SEC Suspension for severely delinquent Financials:

Revoked registration: SMRN

https://www.sec.gov/litigation/opinions/2023/34-96755.pdf

Renee

01/27/23 10:23 AM

Post #3,846

Re: #3,427: @Renee - XSPT SEC Suspension for severely delinquent Financials:

Revoked registration: XSPT

https://www.sec.gov/litigation/admin/2023/34-96756.pdf

Renee

01/20/23 9:34 AM

Post #3,845

Re: #3,797: @Renee - WTNW: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: WTNW

https://www.sec.gov/litigation/admin/2023/34-96706.pdf

Renee

01/03/23 6:04 PM

Post #3,844

Re: #2,586: @Renee - 56 SEC Suspensions because of questions regarding the

FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

12/30/22 11:12 AM

Post #3,843

Re: #3,737: @Renee - PTNL: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: PTNL

https://www.sec.gov/litigation/opinions/2022/34-96594.pdf

Renee

12/29/22 9:42 AM

Post #3,842

Re: #3,739: @Renee - MTWD: SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: MTWD

https://www.sec.gov/litigation/opinions/2022/34-96589.pdf

Renee

12/27/22 10:39 AM

Post #3,841

Revoked registrations: GEPC, IMJN

https://www.sec.gov/Archives/edgar/data/1454010/999999999720000042/filename1.pdf

https://www.sec.gov/Archives/edgar/data/1499274/999999999720000043/filename1.pdf

Renee

12/23/22 6:46 PM

Post #3,840

Re: #3,800: @Renee - VSYM: SEC Admin. Proceeding for severely delinquent Financials

Revoked registration: VSYM

https://www.sec.gov/litigation/admin/2022/34-96573.pdf

Renee

12/23/22 6:45 PM

Post #3,839

Re: #1,245: @Renee - OGNG, IMMB, MYRY, GWPC: SEC Suspension:

FINRA deleted symbol: MYRY

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

12/15/22 6:36 PM

Post #3,838

Re: #974: @Renee - 255 SEC Suspensions:

FINRA deleted symbols: WERU, SEPI

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

11/30/22 9:38 AM

Post #3,837

Re: #3,194: @Renee - LEGX SEC Suspension for severely delinquent Financials:

Revoked registration: LEGX

https://www.sec.gov/litigation/admin/2022/34-96401.pdf

Renee

11/22/22 4:49 PM

Post #3,836

Re: #3,782: @Renee - GBPT SEC Admin. Proceeding for severely delinquent Financials:

FINRA deleted symbol: GBPT

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

11/18/22 9:48 AM

Post #3,835

Re: #3,753: @Renee - AEGG SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: AEGG

https://www.sec.gov/litigation/admin/2022/34-96344.pdf

Renee

11/18/22 9:46 AM

Post #3,834

Re: #3,778: @Renee - CTDT SEC Admin. Proceeding for severely delinquent Financials:

Revoked registration: CTDT

https://www.sec.gov/litigation/admin/2022/34-96344.pdf

trader59

11/04/22 4:25 PM

Post #3,832

Re: #3,831: @firebag1 - Remember this ticker? CXAC cross Atlantic commodities. It’s

The company you bought stock in is defunct.

https://seekingalpha.com/symbol/CXAC-OLD

The new company is a SPAC using the same ticker on the NYSE.

firebag1

11/04/22 4:06 PM

Post #3,831

Remember this ticker? CXAC cross Atlantic commodities. It’s now. $10.00 any idea what went in. I had over 20 million shares @ .0001. Did I screw up $$$&lol?

Renee

11/02/22 5:21 PM

Post #3,829

Re: #2,466: @Renee - 49 SEC Suspensions for "questions regarding the adequacy

FINRA deleted symbol: MCTYF

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/27/22 6:59 PM

Post #3,828

Re: #1,312: @Renee - SEC SUSPENDS TRADING IN THE SECURITIES OF ONE

FINRA deleted symbol: CPSV

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/27/22 6:54 PM

Post #3,827

Re: #974: @Renee - 255 SEC Suspensions:

FINRA deleted symbol: HMGP

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/26/22 9:37 AM

Post #3,826

Re: #3,601: @Renee - SEC Admin. Proceeding for severely delinquent Financials: (no

Revoked registration: BRMT

https://www.sec.gov/litigation/admin/2022/34-96152.pdf

Renee

10/25/22 4:49 PM

Post #3,825

Re: #2,937: @Renee - 57 OTC *blue chip* stocks suspended because of

FINRA deleted symbol: CCPR

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/18/22 7:25 PM

Post #3,824

Re: #3,304: @Renee - SEC suspends 48 shell stocks because of questions

FINRA deleted symbol: SKAJ

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/18/22 7:21 PM

Post #3,823

Re: #3,458: @Renee - ACNI, BMMX, BWBA, CAPB, CDWD, CNHA, EESI, EFLI,

FINRA deleted symbol: HOTF

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/18/22 7:19 PM

Post #3,822

Re: #2,937: @Renee - 57 OTC *blue chip* stocks suspended because of

FINRA deleted symbol: TATD

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/07/22 11:11 AM

Post #3,821

Re: #2,077: @Renee - NNSV SEC Suspension:

NNSV: FINRA deleted symbol. (effective Oct. 10,2022)

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

10/07/22 11:04 AM

Post #3,820

Re: #3,724: @Renee - ESSI: SEC ADMIN. Proceeding for severely delinquent Financials:

Revoked registration: ESSI

https://www.sec.gov/litigation/admin/2022/34-96004.pdf

Renee

09/30/22 6:28 PM

Post #3,819

Re: #3,458: @Renee - ACNI, BMMX, BWBA, CAPB, CDWD, CNHA, EESI, EFLI,

FINRA deleted symbol: WDKA

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

09/30/22 9:34 AM

Post #3,818

Re: #3,541: @Renee - AGHC SEC Suspension for severely delinquent Financials:

Revoked registration: AGHC

https://www.sec.gov/litigation/admin/2022/34-95942.pdf

Renee

09/28/22 5:39 PM

Post #3,817

Re: #3,458: @Renee - ACNI, BMMX, BWBA, CAPB, CDWD, CNHA, EESI, EFLI,

FINRA deleted symbol: PTRO

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

09/27/22 8:18 PM

Post #3,816

Re: #3,737: @Renee - PTNL: SEC Admin. Proceeding for severely delinquent Financials:

FINRA deleted symbol: PTNL

https://otce.finra.org/otce/dailyList?viewType=Deletions

Older Newer

SEC Suspensions & Revocations

Followers	296	Posters	118
Posts (Today)	0	Posts (Total)	4161
Created	07/21/12	Type	Premium
Moderator Renee
Assistants janice shell flaflyersfan Slojab Stock_Barber VeronicaFox trader59

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.

Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.

Board Info

Posts Today	0
Posts (Total)	4161
Posters	118
Moderator	Renee
Assistants	janice shell flaflyersfan Slojab Stock_Barber VeronicaFox trader59

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SEC Suspensions & Revocations

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SEC Suspensions & Revocations

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