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SEC Suspensions & Revocations

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297

SEC Suspensions & Revocations

297

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297

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Renee

3,990 SEC Suspensions between Jan. 1st,2010 to Dec.

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janice shell

Here's a list of all the IHub boards

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Renee

The SEC Suspensions & Revocations board is intended

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Renee

Potential investors in OTC stocks are encouraged to

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1manband

FINRA issues new Investors Bulletin:

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.

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Renee

09/12/24 10:32 AM

Re: #4,075: @Renee - WGEI: SEC Admin. Proceeding for severely delinquent Financials:

WGEI SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2024/34-101000.pdf

Renee

09/10/24 11:02 AM

Sept. 6,2024: BYU SEC Suspension "because of questions and concerns regarding the adequacy and accuracy of publicly available information in the marketplace concerning BAIYU and indicia of potentially manipulative trading in the securities of BAIYU effectuated through recommendations, made to investors by unknown persons via social media to purchase the securities of BAIYU, which appear to be designed to artificially inflate the price and volume of the securities of BAIYU."

BAIYU Holdings, Inc. (BYU), a holding company incorporated in Delaware
whose principal executive offices are located in Shenzhen, Guangdong, China.

https://www.sec.gov/files/litigation/suspensions/2024/34-100956.pdf

Order:

https://www.sec.gov/files/litigation/suspensions/2024/34-100956-o.pdf

Renee

09/09/24 7:08 PM

Re: #150: @Renee - 379 SEC Suspensions, May 14, 2012:

FINRA deleted symbol: ROIX

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

09/05/24 9:58 AM

KALO: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/2024/34-100912.pdf

Renee

09/05/24 9:56 AM

MLFB: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/2024/34-100913.pdf

Renee

09/05/24 9:54 AM

MAXD: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/2024/34-100914.pdf

Renee

09/05/24 9:52 AM

MTAM: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/2024/34-100915.pdf

Renee

09/05/24 9:50 AM

NNMX: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/2024/34-100916.pdf

Renee

09/05/24 9:48 AM

PLYN: SEC Admin. Proceeding for severely delinquent Financials

https://www.sec.gov/files/litigation/admin/34-100922.pdf

Renee

09/05/24 9:45 AM

RBRXF: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100925.pdf

Renee

09/04/24 9:45 AM

AMSU: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/34-100889.pdf

Renee

09/04/24 9:43 AM

CORG: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100898.pdf

Renee

09/04/24 9:41 AM

EPGG SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100899.pdf

Renee

09/04/24 9:38 AM

CGCO SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100909.pdf

Renee

08/28/24 6:25 PM

Re: #974: @Renee - 255 SEC Suspensions:

FINRA deleted symbol: QCPC

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

08/27/24 11:48 AM

PGAS: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100822.pdf

Renee

08/27/24 11:46 AM

PRKI SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100821.pdf

Renee

08/22/24 10:47 AM

DPWW: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100801.pdf

Renee

08/22/24 10:46 AM

FSSN: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100800.pdf

Renee

08/21/24 5:05 PM

LFAP SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100796.pdf

trader59

08/20/24 7:29 PM

Re: #4,081: @Renee - QTXB: SEC Admin. Proceeding for severely delinquent Financials:

That time of the year again....

Renee

08/20/24 6:15 PM

QTXB: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100775.pdf

Renee

08/20/24 6:12 PM

VTNA: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100781.pdf

Slojab

08/20/24 10:04 AM

Re: #4,078: @Renee - DCAC: SEC Admin. Proceeding for severely delinquent Financials:

The only surprise there is that it didn't take longer.

Thanks for the heads-up, Renee.

Renee

08/20/24 9:46 AM

DCAC: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100763.pdf

Renee

08/20/24 9:46 AM

ICGL: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100761.pdf

Renee

08/20/24 9:42 AM

ZZLL: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100766.pdf

Renee

08/20/24 9:40 AM

WGEI: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100765.pdf

Renee

08/20/24 9:37 AM

RAYT: SEC Admin. Proceeding for severely delinquent and materially deficient Financials:

https://www.sec.gov/files/litigation/admin/2024/34-100776.pdf

Renee

08/12/24 7:29 PM

Re: #3,304: @Renee - SEC suspends 48 shell stocks because of questions

FINRA deleted symbol: CGDI

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

07/25/24 7:25 PM

Re: #2,937: @Renee - 57 OTC *blue chip* stocks suspended because of

FINRA deleted symbol: RHWI

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

06/25/24 7:23 PM

Re: #3,980: @Renee - GACR: SEC Suspension: The Commission temporarily suspended trading

Revoked SEC registration: GACR

https://www.sec.gov/files/litigation/opinions/2024/34-100403.pdf

m$teamworkotc

06/21/24 1:25 PM

Re: #4,068: @Renee - Thank you for your acknowledgement, CT!!! Much appreciated.

Hi, Renee...just wanted to say hi and thank you again for the good work you do.

Renee

05/20/24 4:43 PM

Re: #974: @Renee - 255 SEC Suspensions:

WSTN: inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

05/20/24 12:46 PM

Re: #4,067: @ChannelTrader - Hi, Renee...just wanted to say hi and thank

Thank you for your acknowledgement, CT!!! Much appreciated.

ChannelTrader

05/20/24 11:06 AM

Re: #4,066: @Renee - Revoked SEC registration: LATF

Hi, Renee...just wanted to say hi and thank you again for the good work you do.

Renee

05/20/24 9:55 AM

Re: #3,961: @Renee - LATF: SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: LATF

https://www.sec.gov/files/litigation/opinions/2024/34-100162.pdf

Renee

05/20/24 9:53 AM

Re: #3,960: @Renee - IMGI: SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: IMGI

https://www.sec.gov/files/litigation/opinions/2024/34-100164.pdf

Renee

05/17/24 9:59 AM

Re: #3,982: @Renee - ZNRG: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: ZNRG

https://www.sec.gov/files/litigation/opinions/2024/34-100159.pdf

Renee

05/16/24 11:07 AM

Re: #4,008: @Renee - FINRA deleted symbol, inactive security, GOSN, awaiting A.L.J.

Revoked SEC registration: GOSN

https://www.sec.gov/files/litigation/opinions/2024/34-100151.pdf

Renee

05/14/24 9:39 AM

Re: #3,965: @Renee - ACCA: SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: ACCA

https://www.sec.gov/files/litigation/opinions/2024/34-100107.pdf