SEC Suspensions & Revocations

298

SEC Suspensions & Revocations

298

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Renee

3,990 SEC Suspensions between Jan. 1st,2010 to Dec.

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janice shell

Here's a list of all the IHub boards

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Renee

The SEC Suspensions & Revocations board is intended

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Renee

Potential investors in OTC stocks are encouraged to

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1manband

FINRA issues new Investors Bulletin:

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.

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Renee

07/10/25 6:33 PM

Post #4,265

BBLSQ: SEC registration revoked.

https://www.sec.gov/files/litigation/admin/2025/34-103411.pdf

Renee

07/03/25 9:27 AM

Post #4,264

Re: #4,176: @Renee - SGBI SEC Admin. Proceeding for severely delinquent Financials:

SGBI SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-103368.pdf

Renee

07/03/25 9:23 AM

Post #4,263

Re: #4,127: @Renee - ABMC: SEC Admin. Proceeding for severely delinquent Financials

ABMC SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-103366.pdf

Renee

07/03/25 9:20 AM

Post #4,262

Re: #4,129: @Renee - ABCE: SEC Admin. Proceeding for severely delinquent Financials

ABCE SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-103360.pdf

Renee

07/03/25 9:18 AM

Post #4,261

LTTC SEC registration revoked.

https://www.sec.gov/files/litigation/opinions/2025/34-103359.pdf

SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-101293.pdf

Renee

07/01/25 12:04 PM

Post #4,260

Re: #4,154: @Renee - INVI SEC Admin. Proceeding for severely delinquent Financials:

INVI SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-103348.pdf

Renee

07/01/25 12:01 PM

Post #4,259

Re: #4,174: @Renee - DIGAF SEC Admin. proceeding for severely delinquent Financials:

DIGAF SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-103351.pdf

Renee

06/11/25 5:52 PM

Post #4,258

Re: #974: @Renee - 255 SEC Suspensions:

CSYS. FINRA deleted symbol. ***only took 11 years after the SEC Suspension. Go get 'em, FINRA.....you da man!!!

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

06/11/25 10:19 AM

Post #4,257

Re: #4,116: @Renee - Feb. 29,2024: MLYF SEC Admin. Proceeding for severely

MLYF: SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2025/34-103222.pdf

Renee

06/05/25 9:50 AM

Post #4,256

Re: #3,953: @Renee - EPWCF: SEC Admin. Proceeding for severely delinquent Financials:

EPWCF SEC Registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-103185.pdf

Renee

06/05/25 9:46 AM

Post #4,255

Re: #3,913: @Renee - ADGO: SEC Admin. Proceeding for severely delinquent Financials:

ADGO SEC Registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-103183.pdf

Renee

06/03/25 7:50 PM

Post #4,254

Re: #3,304: @Renee - SEC suspends 48 shell stocks because of questions

USAM: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

05/23/25 9:33 AM

Post #4,253

Re: #4,141: @Renee - PCNT SEC Admin. Proceeding for severely delinquent Financials:

PCNT: SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2025/34-103102.pdf

Renee

05/08/25 6:59 PM

Post #4,252

Re: #974: @Renee - 255 SEC Suspensions:

CTCK: inactive security. FINRA deleted symbol. FINRA cleanin' house. Only took 11 years for this blue chipper.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

05/08/25 6:55 PM

Post #4,251

Re: #150: @Renee - 379 SEC Suspensions, May 14, 2012:

MDEA inactive security. FINRA deleted symbol. 13 years after da fact, Jack. Way to go FINRA!!

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

05/07/25 5:55 PM

Post #4,250

Re: #3,458: @Renee - ACNI, BMMX, BWBA, CAPB, CDWD, CNHA, EESI, EFLI,

NUTTQ: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

05/07/25 5:50 PM

Post #4,249

Re: #744: @Renee - 61 SEC Suspensions: AMUC, CRNY, CPTO, DVNO, EGHDQ,

SCPT: inactive security. FINRA deleted symbol. Only took 12 years from the SEC suspension. As Bugsy would say, 'what a bunch o' maroons'.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

05/02/25 5:52 PM

Post #4,248

Re: #3,304: @Renee - SEC suspends 48 shell stocks because of questions

BRTE: inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

05/01/25 5:15 PM

Post #4,247

Re: #744: @Renee - 61 SEC Suspensions: AMUC, CRNY, CPTO, DVNO, EGHDQ,

EMOC: inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

surfkast

04/27/25 11:24 AM

Post #4,246

Re: #4,245: @Renee - Unfortunately the SEC does not have a specific

As usual thank you for you help/knowledge.

Renee

04/27/25 9:43 AM

Post #4,245

Re: #4,244: @surfkast - Hi Renee! How long can a company be

Unfortunately the SEC does not have a specific timeline for SEC registered companies to file Financials or face predictable consequences of Administrative Proceedings to revoke those companies' SEC registration(s).

Years ago I filled out a random SEC survey where I provided numerous examples of SEC registered companies that were delinquent in filing Financials by over 2+ years, some as long as 5+ years. I didn't get a response. Not long after, Janice gave me an SEC contact person to whom I gave a list of SEC registered companies that were severely delinquent in filing Financials. Within weeks the SEC Dep't of Enforcement suspended dozens of SEC registered companies that I had provided in my comprehensive list. The SEC contact person and I maintained contact until she advised me that she was leaving the employ of the SEC for private practice. Since then I no longer have a contact person and I gave up writing to the SEC's generic contact process.

Essentially I think the SEC really doesn't care about SEC registered OTC Market stocks other than nailing some of them each year, yet missing many dozens. Clearly, ZRFY is not yet on the SEC's Enforcement list.

Perhaps a letter to the SEC might expedite some action from SEC Enforcement.

surfkast

04/26/25 11:43 AM

Post #4,244

Hi Renee! How long can a company be SEC delinquent until the SEC files to revoke? I have been following ZRFY for years and they already are on the Expert Market. Thank You!

SEC Filings
Form Type Received Period End Date Report
8-K 12/12/2024 11/20/2024 PDFRTFHTMLXLS
8-K 09/03/2024 08/21/2024 PDFRTFHTMLXLS
8-K 08/29/2024 08/25/2024 PDFRTFHTMLXLS
NT 10-Q 08/14/2024 06/30/2024 PDFRTFHTML
8-K 07/26/2024 07/01/2024 PDFRTFHTMLXLS
NT 10-Q 05/16/2024 05/16/2024 PDFRTFHTML

August 14, 2024 Filing

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach extra Sheets if Needed)

In light of the lack of completion of the audit of the financial statements for the year ended December 31, 2023, the accountants could not complete the required financial statements, the auditors could not complete their review of the financial statements and periodic report, and management could not complete the Management’s Discussion and Analysis of such financial statements prior to the filing deadline.

PART IV — OTHER INFORMATION

(1)

Name and telephone number of person to contact in regard to this notification

Mark L. Kay

732

661-9641

(Name)

(Area Code)

(Telephone Number)

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).

Annual Report on Form 10-K for the year ended December 31, 2023, and Quarterly Report on Form 10-Q for the three months ended March 31, 2024.

Yes ? No ?

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

Yes ? No ?

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

2

Renee

04/25/25 6:16 PM

Post #4,243

Re: #2,937: @Renee - 57 OTC *blue chip* stocks suspended because of

AZGSQ: CUSIP suspended. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

04/24/25 5:13 PM

Post #4,242

Re: #974: @Renee - 255 SEC Suspensions:

AKSY inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

04/23/25 7:45 PM

Post #4,241

Re: #1,312: @Renee - SEC SUSPENDS TRADING IN THE SECURITIES OF ONE

CPLT: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

04/23/25 11:01 AM

Post #4,240

Re: #4,165: @Renee - SUWN SEC Admin Proceeding for severely delinquent Financials:

SUWN SEC registration revoked:

https://www.sec.gov/files/litigation/admin/2025/34-102909.pdf

Renee

04/17/25 10:30 AM

Post #4,239

Re: #4,164: @Renee - VENG SEC Admin Proceeding for severely delinquent Financials:

VENG SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102873.pdf

Renee

04/17/25 10:25 AM

Post #4,238

Re: #4,163: @Renee - OILY SEC Admin Proceeding for severely delinquent Financials:

OILY SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102872.pdf

Renee

04/16/25 5:42 PM

Post #4,237

Re: #2,486: @Renee - ARGW SEC Suspension "because of questions regarding the

ARGW: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

04/11/25 10:28 AM

Post #4,236

Re: #4,137: @Renee - WWSG SEC Admin. Proceeding for severely delinquent Financials:

WWSG SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102800.pdf

Renee

04/11/25 10:24 AM

Post #4,235

Re: #4,143: @Renee - TIHE SEC Admin. Proceeding for severely delinquent Financials:

TIHE SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102801.pdf

Renee

04/11/25 10:21 AM

Post #4,234

Re: #4,139: @Renee - SOLS SEC Admin. Proceeding for severely delinquent Financials:

SOLS SEC registration revoked. ***I surmise the ticker change posted by FINRA yesterday is cancelled.

https://www.sec.gov/files/litigation/opinions/2025/34-102803.pdf

Renee

04/11/25 10:16 AM

Post #4,233

Re: #4,074: @Renee - RAYT: SEC Admin. Proceeding for severely delinquent and

RAYT SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102802.pdf

Renee

04/10/25 9:54 AM

Post #4,232

Re: #4,037: @Renee - EDGS: SEC Admin. Proceeding for severely delinquent Financials:

EDGS SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102794.pdf

Renee

04/10/25 9:52 AM

Post #4,231

Re: #4,136: @Renee - RNWR SEC Admin. Proceeding for severely delinquent Financials:

RNWR SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102793.pdf

Renee

04/10/25 9:47 AM

Post #4,230

Re: #4,095: @Renee - PLYN: SEC Admin. Proceeding for severely delinquent Financials

PLYN SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102792.pdf

Renee

04/10/25 9:45 AM

Post #4,229

Re: #4,130: @Renee - BTDG: SEC Admin. Proceeding for severely delinquent Financials

BTDG SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102791.pdf

Renee

04/09/25 10:03 AM

Post #4,228

Re: #4,093: @Renee - AMSU: SEC Admin. Proceeding for severely delinquent Financials:

AMSU SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102782.pdf

Renee

04/09/25 10:00 AM

Post #4,227

Re: #4,096: @Renee - NNMX: SEC Admin. Proceeding for severely delinquent Financials

NNMX SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102784.pdf

Renee

04/09/25 9:57 AM

Post #4,226

Re: #4,081: @Renee - QTXB: SEC Admin. Proceeding for severely delinquent Financials:

QTXB SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102785.pdf

Renee

03/18/25 6:47 PM

Post #4,225

Re: #998: @Renee - BFLD SEC Suspension:

BFLD: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

03/13/25 6:53 PM

Post #4,224

Re: #974: @Renee - 255 SEC Suspensions:

NYVA FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

03/13/25 9:39 AM

Post #4,223

Re: #4,157: @Renee - SOIS SEC Admin. Proceeding for severely delinquent Financials:

SOIS SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102611.pdf

Renee

03/12/25 7:24 PM

Post #4,222

Re: #4,162: @Renee - HTRE SEC Admin. Proceeding for severely delinquent Financials:

HTRE SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102567.pdf

Renee

03/12/25 7:22 PM

Post #4,221

Re: #4,152: @Renee - PURT SEC Admin. Proceeding for severely delinquent Financials:

PURT SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102563.pdf

Renee

03/12/25 7:17 PM

Post #4,220

Re: #4,166: @Renee - ANSU SEC Admin Proceeding for severely delinquent Financials:

ANSU SEC registration revoked.

https://www.sec.gov/files/litigation/opinions/2025/34-102561.pdf

Renee

03/12/25 7:13 PM

Post #4,219

Re: #4,145: @Renee - GTHR SEC Admin. Proceeding for severely delinquent Financials:

GTHR SEC registration revoked:

https://www.sec.gov/files/litigation/opinions/2025/34-102549.pdf

Renee

03/12/25 7:10 PM

Post #4,218

Re: #4,148: @Renee - MSLPQ SEC Admin. Proceeding for severely delinquent Financials:

MSLPQ SEC registration revoked.

https://www.sec.gov/files/litigation/opinions/2025/34-102547.pdf

Plus, on March 7,2025 the BK Judge cancelled all the shares. Double whammy.

Renee

03/10/25 8:32 PM

Post #4,217

Re: #150: @Renee - 379 SEC Suspensions, May 14, 2012:

ISPD: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

03/10/25 7:52 PM

Post #4,216

Re: #974: @Renee - 255 SEC Suspensions:

ACGJ: inactive security. FINRA deleted symbol.

https://otce.finra.org/otce/dailyList?viewType=Deletions

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