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Nevada Gold Corp (NVGC)

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Last Post: 9/21/2017 4:25:33 PM - Followers: 29 - Board type: Free - Posts Today: 0

NVGC SUSPENDED


 


http://www.sec.gov/litigation/suspensions/2013/34-70950.pdf

UNITED STATES OF AMERICA 
Before the 
SECURITIES AND EXCHANGE COMMISSION 


SECURITIES EXCHANGE ACT OF 1934 
Release No. 34-70950 /November 27, 2013 
 
SEC SUSPENDS TRADING IN SECURITIES OF NEVADA GOLD CORP. 
 
The Securities and Exchange Commission (“Commission”) announced the temporary 
suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the “Exchange 
Act”), of trading in the securities of Nevada Gold Corp. (“NVGC”), of Del Mar, California at 
9:30 a.m. EST on November 27, 2013, and terminating at 11:59 p.m. EST on December 11, 
2013. 
 
The Commission temporarily suspended trading in the securities of NVGC because of questions 
regarding the accuracy and adequacy of assertions by NVGC, and by others, to investors in press 
releases and promotional material concerning, among other things, the company’s assets, 
operations, and financial condition. This order was entered pursuant to Section 12(k) of the 
Securities Exchange Act. 
 
The Commission cautions broker-dealers, shareholders, and prospective purchasers that they 
should carefully consider the foregoing information along with all other currently available 
information and any information subsequently issued by the company. 
 
Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the 
Exchange Act, at the termination of the trading suspension, no quotation may be entered unless 
and until they have strictly complied with all of the provisions of the rule. If any broker or dealer 
has any questions as to whether or not he has complied with the rule, he should not enter any 
quotation but immediately contact the staff in the Division of Trading and Markets, Office of 
Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is 
required by Rule 15c2-11, he should refrain from entering quotations relating to NVGC 
securities until such time as he has familiarized himself with the rule and is certain that all of its 
provisions have been met. If any broker or dealer enters any quotation which is in violation of 
the rule, the Commission will consider the need for prompt enforcement action. 
 
Any broker-dealer or other person who has any information which may relate to this matter 
should contact Lara S. Mehraban, Assistant Regional Director, New York Regional Office of the 
Securities and Exchange Commission at 212-336-0591.


 

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#1802   NVGC SEC Admin Proceeding for severely delinquent Financials/Filings: Renee 09/21/17 04:25:33 PM
#1801   NVGC - Anything you can share on your DD? ToucanYoucan 11/21/14 05:27:45 PM
#1800   Has anyone heard anymore from this company? I dahms 10/10/14 11:54:39 PM
#1799   Could get interesting here. Doing some major DD EmptyBones 08/01/14 01:37:26 AM
#1798   This is crap and this company still hasn't dahms 06/05/14 12:22:12 PM
#1797   Not a dang thing. dahms 05/23/14 08:29:47 PM
#1796   Still nothing, huh? Shocking. pitts77h 05/23/14 08:24:13 PM
#1795   I haven't heard a thing. I emailed dahms 04/16/14 11:34:48 AM
#1794   Any update on those Dastardly Shorts? pitts77h 04/15/14 11:47:13 PM
#1793   NVGC is "SKULL AND BONES" at OTC Markets. pitts77h 02/13/14 09:10:31 PM
#1792   Thanks for the info. dahms 02/06/14 02:33:38 PM
#1791   They are not suspended - by law, the 1manband 02/06/14 02:02:04 PM
#1790   I thought they weren't suspended anymore? I remember dahms 02/06/14 01:59:01 PM
#1789   What kind of updates do you expect? It 1manband 02/06/14 01:56:39 PM
#1788   Anyone know what is going on with nvgc? dahms 02/06/14 01:36:43 PM
#1787   do you mean this? baomike 01/30/14 11:33:26 AM
#1786   Why is there 2 nvgc tickers listed on dahms 01/28/14 02:46:09 PM
#1785   News Out shurtha2000 01/28/14 09:28:49 AM
#1784   I notice there have been NO updates from pitts77h 01/14/14 08:09:40 PM
#1782   It is not what I "think" - it 1manband 12/16/13 03:26:15 PM
#1780   There is no significant short position in NVGC. 1manband 12/16/13 01:14:35 PM
#1779   Sorry traders there are many companies that come beaver42 12/16/13 08:07:52 AM
#1778   He's right. It is extremely difficult to get Climacus 12/15/13 08:19:05 PM
#1776   Maybe one company in recorded history has successfully pitts77h 12/13/13 03:25:58 PM
#1775   My mistake.... "Off" the gray market rogersp188 12/13/13 12:23:57 PM
#1774   They're already ON the grey market, nothing is pitts77h 12/13/13 11:53:37 AM
#1773   Do you know what it takes to get rogersp188 12/13/13 11:38:47 AM
#1772   I notice some action....Drop to .18 c Mind_Sinker 12/12/13 04:59:03 PM
#1771   No, that will never happen. pitts77h 12/12/13 04:50:47 PM
#1770   it is having a pretty strong day for iamnottheone 12/12/13 03:37:44 PM
#1769   Same here. dahms 12/12/13 02:54:13 PM
#1768   NVGC opened on the grey market but is iamnottheone 12/12/13 01:14:50 PM
#1767   Good for you. I sold for .10. Jmurry 12/12/13 10:03:11 AM
#1766   Okay thanks I set my limit order at Tyflow2010 12/12/13 10:00:21 AM
#1765   There is no bid/ask visibility on the grey Jmurry 12/12/13 09:53:49 AM
#1764   Don't worry, it will be. pitts77h 12/12/13 09:37:37 AM
#1763   How come there's no BID nor ASK? Tyflow2010 12/12/13 09:37:25 AM
#1762   ,13 opening, was actually expecting worse gasheme 12/12/13 09:32:54 AM
#1761   NVGC - News! Nevada Gold Corp. Provides Marilynt 12/12/13 09:01:33 AM
#1760   Tomorrow is the day we all get crushed. GL! joshbg1 12/11/13 07:15:52 PM
#1759   It hasn't, but there seems to be some baomike 12/05/13 02:54:13 PM
#1758   With NVGC saying the SEC is full of pitts77h 12/05/13 02:49:35 PM
#1757   As for production, what source even gave a ctrumabll 12/05/13 02:49:19 PM
#1756   That makes Pollyanna look down right curmudgeonly. baomike 12/05/13 02:45:25 PM
#1755   That PR isn't going to make NVGC any 1manband 12/05/13 02:41:04 PM
#1753   Nevada Gold Corp Addresses United States Securities and jerseyfish 12/05/13 01:38:17 PM
#1752   The goal of $1.00 is in the short ctrumabll 12/05/13 01:14:59 PM
#1751   About time. This was another one of the jstorm 12/04/13 11:58:14 AM
#1750   Haahhhaaaaha SERIOUSLY? "We have become aware????" pitts77h 12/04/13 06:42:14 AM
#1749   Nevada Gold Corp Addresses United States Securities and alien42 12/04/13 12:49:04 AM
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