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Last Post: 8/29/2014 9:28:26 AM - Followers: 28 - Board type: Free - Posts Today: 0
Stocks generally end up as what is commonly called Grey Sheet stocks after an SEC suspension.  Technically, it is the Grey Market.

Market Makers are warned, pursuant to 15c 211 not to publish a quote for the security without reviewing its information statement/clarified information statement

Other OTC or otherwise known as the "GREY Market" is the trading of a security that is not listed on any stock exchange or quoted on the Pink Sheets or the OTCBB.

Other OTC trades are however reported to the NASD so investors can still track price and volume, however bids and offers are not collected in a central spot so Best Execution of orders is difficult.



As of September 21, 2012: From January 2010 until today there have been a total of 1116 SEC Suspensions where ALL 1116 stocks were reinstated on the Grey Sheets after the ten day SEC Suspension ended.

Of the 1116 SEC Suspended stocks since January 2010 645 Registrations have been revoked.

The remaining 471 stocks are on the Grey Sheets (or still in the ten day SEC Suspension within the last ten days) and not one has made it off the Grey Sheets back to quotation by any Market Maker.

Of the 471 stocks that are on the Grey Sheets most are awaiting revocation on DEFAULT for failure to file Financials, wherein there were no other allegations that would require subsequent SEC Litigation(s).

Stocks that were Suspended for any allegations are awaiting SEC Litigation or are being litigated and those stocks will remain on the Grey Sheets and will NOT be revoked until all SEC Litigation has been adjudicated by an SEC Administrative Law Judge.

For additional research the links below comprise all SEC Actions back to 1995.

SEC Suspensions:

http://www.sec.gov/litigation/suspensions.shtml

SEC Administrative Proceedings:

http://www.sec.gov/litigation/admin.shtml

SEC Litigations:

http://www.sec.gov/litigation/litreleases.shtml

Administrative Law Judge Orders:

http://www.sec.gov/alj/aljorders.shtml




PostSubject
#179   It doesn't matter if it is a scam iwant1mil 08/29/14 09:28:26 AM
#178   NOT a Scam---and am looking forward to the art35 08/28/14 04:03:53 PM
#177   Maybe the contract is a scam, because I iwant1mil 08/28/14 01:26:43 PM
#176   FTNW has just gotten a trading vacation for art35 08/27/14 08:47:16 PM
#175   Yep, lost over 80% on AEGY & SKTO iwant1mil 07/29/14 03:36:48 AM
#174   AEGY and SKTO received the SEC halt. I recon1221 06/15/14 03:07:54 AM
#173   There are two other forums that address grey Cassandra 11/07/13 06:54:37 PM
#172   STRXF trading TSX and (GM)? What is significance buyback 11/07/13 12:55:25 PM
#171   Stock was TSX and OTC:PINK Now TSX, and buyback 11/07/13 12:53:58 PM
#170   BOPT started trading gray 2day: tiedye1 05/08/13 09:09:31 PM
#169   dig around here http://www.otcmarkets.com/other-otc/home andrius 03/26/13 12:12:40 AM
#168   Does anyone know of a list of Grey transformer 02/28/13 08:17:23 PM
#167   Bump :-D lolzzz Nitwit 12/30/12 05:12:01 PM
#166   Every time this BS happens bearspread 11/27/12 11:16:56 AM
#165   Every time this BS happens, Johnny4profits 11/26/12 07:37:55 PM
#164   The KMAG story is still unfolding and it bearspread 11/26/12 05:59:12 PM
#163   Stock boards in general are better than watching KarinCA 11/25/12 04:39:17 PM
#162   The KMAG story is still unfolding and it Johnny4profits 11/25/12 02:36:32 PM
#160   regarding "letters of no action": bearspread 10/25/12 10:40:54 AM
#159   Hopefully, the consequences for being stupid become learning KarinCA 10/22/12 01:50:20 PM
#158   Yes, there is such a thing as "NO Johnny4profits 10/22/12 01:40:23 PM
#157   The entire financial market is bizarre. So KarinCA 10/22/12 01:16:21 PM
#156   Nice to find your board! Johnny4profits 10/22/12 02:44:30 AM
#154   Thank you for the response. That's not the THE_BAMFACTSTER!! 10/12/12 09:01:29 AM
#153   Starting up a second board doesn't make her KarinCA 10/11/12 11:32:45 PM
#152   Agree THE_BAMFACTSTER!! 10/11/12 11:29:32 PM
#151   Any source of information is always appreciated. KarinCA 10/11/12 11:11:35 PM
#150   I think I specifically asked KarinCA. Don't remember THE_BAMFACTSTER!! 10/09/12 08:17:34 PM
#149   A "No-Action Letter" may be issued prospectively or Cassandra 10/09/12 07:29:08 PM
#148   Here's info from the SEC site regarding "letters KarinCA 10/09/12 02:53:31 AM
#147   I agree with you 100% on that. THE_BAMFACTSTER!! 10/08/12 09:48:05 PM
#146   KarinCA. I am a shareholder of a company THE_BAMFACTSTER!! 10/08/12 09:43:01 PM
#145   As Janet said, the risk is that an KarinCA 10/02/12 07:03:34 PM
#144   http://investorshub.advfn.com/boards/read_msg.aspx?message_id=80108524 janice shell 10/01/12 07:06:00 PM
#143   what exactly is the risk? i keep SuperCracker 10/01/12 05:21:30 PM
#142   It could be true, but, odds are it KarinCA 10/01/12 03:03:25 PM
#141   What do you make of this PR?? winpicplz 10/01/12 02:52:39 PM
#140   SEC suspensions are usually the kiss of death KarinCA 10/01/12 02:46:17 PM
#139   Here's some information that Renee compiled and posted KarinCA 10/01/12 02:10:14 PM
#138   Please enlighten us as to when it would KarinCA 10/01/12 12:30:04 PM
#135   I still am unsure of tomorrow and what winpicplz 09/30/12 11:54:16 AM
#134   Yeah winpicplz 09/29/12 04:55:45 PM
#133   I hope Mark puts out some good PR Monday! kk2789 09/29/12 12:53:21 PM
#132   MIKP!! Don't know what to expect for monday winpicplz 09/29/12 12:23:40 PM
#131   Thanks for the info Karin... sevenOdouble 09/29/12 10:52:49 AM
#130   Cassandra...that new board is a joke...right? You lindy1401 09/29/12 07:10:04 AM
#129   I'll just comment that not all grey sheet/market KarinCA 09/29/12 04:55:29 AM
#128   New Q & A forum for Grey/Gray market stocks: Cassandra 09/29/12 01:08:52 AM
#127   jcw: Please post what you find out from Cassandra 09/27/12 05:06:23 PM
#126   Hi, I have a question regarding Grey stocks, sevenOdouble 09/27/12 03:07:58 PM
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