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Re: None

Monday, 12/02/2013 8:37:01 AM

Monday, December 02, 2013 8:37:01 AM

Post# of 1782
The Big Questions and some examples

What is DTCC Eligibility Anyway?

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72176062

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=79357628

So what is a Chill or a Global Lock?:

http://www.sec.gov/investor/alerts/dtcfreezes.pdf

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72176174

DTCC Whitepaper Procedures For Affected Issuers (September 2013)

http://www.dtcc.com/downloads/leadership/whitepapers/sevice_restriction_wp.pdf

What a DTCC action really impacts:

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=74150628

The SEC Roundtable on Microcaps, 3 hours of dry discussion about the issues currently impacting the OTC and it's trading.

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72176231

So who has had the “Chill” or “Global Lock” lifted or removed?

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72176469

The Brokers with current policies regarding the trading of Trade for Trade stock.

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72196703

Penson and those who use it to clear trades.

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72196965

Master List of ALL Participants of the DTCC:

http://www.dtcc.com/downloads/membership/directories/dtc/alpha.pdf

So can I get my physical certs or transfer them to another account when my security is Chilled or in a Global Lock?

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72221531

Reorganization, Does this process get around the Chill?

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72296968

Mastertrader.com, How come this list says my security is DTCC eligible?

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72296583

"Bull’s-eye: Regulators Are Hunting, Is Your Company A Target?

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72289516

Case study 1, BEHL, Biocentric Energy Holdings Inc.

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72201459

Case study 2, THRA, Therma-Med, Inc.

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72205106

NON-DTCC and Trade for Trade with Mikey and BigBake1 on Stock
Traders Talk Radio

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=72282056

Trade Balancing and Reconcilitation (CNS)

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=78551805
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