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Worthless Securities DTCC Non-Transferable list (PENSON)

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Last Post: 4/19/2012 3:08:12 AM - Followers: 18 - Board type: Free - Posts Today: 0

This is a board to keep track of all Pension/DTCC worthless securities that will/may be purged. This may vary depending on the brokers.   Many of the Penson brokers are charging $7.50 each month per worthless stock that you own.  So if you own 3 worthless stocks you will be charged $22.50 each and every month you hold them.  They are also called non-transferable, so they may not let you transfer these holdings if you happen to find a non Penson broker and want to keep your shares....


Dear Valued Customer,



Starting January 2008, Penson Financial Services, Inc. will begin purging any worthless security on the DTCC Non-Transferable list (worthless 6 years or more). Clients who do not want to have their worthless securities purged may opt-out, but must do so by December 21, 2007.


Post any stock that you have been told by your broker to this board and I will keep a record of it in the IBOX.

 


THE LIST:

APGX AROU AQUX

BNEZ

CIBM CKDN CLDRQ CVTL

DLNKQ

FHCI

GVEC

HLXC

 ICNT IMCX ITCC

KELLQ

NCRU NMFS

PSYC

RSVP

STCL

THDS

VERD

VLNT

WCEC WRSI

 

 

 

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#196   has any company found a way to get khaliis 04/19/12 03:08:11 AM
#195   I think they are self clearing or they $hellKing 01/25/12 09:44:18 AM
#194   What do you think of Charles Schwab's executions? Cash Machine 01/25/12 05:17:25 AM
#193   So who is your broker(s)? And what are Cash Machine 01/20/12 10:37:37 PM
#192   Yep I hear that. $hellKing 01/12/12 02:34:08 PM
#191   Better being charged illiquid fees than rejecting the Yosako 01/12/12 01:28:11 PM
#190   Well I guess that would of been the $hellKing 01/12/12 09:08:00 AM
#189   I think Ive gone brain dead after thinking $hellKing 01/12/12 08:44:43 AM
#188   You said that "Selling more than 537.500 shares Yosako 01/08/12 07:50:49 AM
#187   Not just civil suits but also criminal lawsuits MaxPowerLove$Ihub 01/07/12 05:36:15 PM
#186   I agree I was in one that I Farmboynate 01/07/12 05:31:09 PM
#185   Selling 537K of a .0001 stock is only MaxPowerLove$Ihub 01/07/12 03:25:38 PM
#184   So for an example: if stock ABC has Yosako 01/07/12 02:53:06 PM
#183   "Non-transferable Security Removal Request"? You meant a MaxPowerLove$Ihub 01/07/12 02:19:02 PM
#182   (reply to PM) Yosako 01/07/12 01:48:30 PM
#181   Le2, the NSCC illiquid deposit requirement is calculated Yosako 01/07/12 07:30:15 AM
#180   Yosako, you seems to know so much about MaxPowerLove$Ihub 01/06/12 06:59:12 PM
#179   June 22, 2004 locksflooring 12/25/11 08:45:27 AM
#178   Corrupt Statement by Larry Thompson = The DTCC locksflooring 12/25/11 08:42:37 AM
#177   DTCC’s Faryniarz Warns of Move From U.S. on locksflooring 12/25/11 08:38:13 AM
#176   :) StockPrez 12/14/11 03:19:43 PM
#175   It's $5,000 for the info. ;-) Yosako 12/14/11 03:17:19 PM
#174   Thank you very much! StockPrez 12/14/11 03:17:02 PM
#173   DTC-chills are often due to the DTCC spotting Yosako 12/14/11 03:15:16 PM
#172   Question for the board: How do DTC stocks StockPrez 11/27/11 06:08:53 PM
#171   Great article here... It says that the DTCC derrickno1 11/18/11 11:45:22 AM
#170   $Hellking, it looks like you have had your derrickno1 11/09/11 01:27:51 PM
#169   There is always a way. Buy these $hellKing 11/09/11 12:30:43 PM
#168   And how do you make a living out derrickno1 11/09/11 12:25:40 PM
#167   Its possible. I probably wont go after $hellKing 11/09/11 12:21:31 PM
#166   I sent a public comment to the SEC. :-) Yosako 11/09/11 10:30:52 AM
#165   I don´t live in USA, but I guess derrickno1 11/09/11 09:35:31 AM
#164   Yeah true. my azz it cost 600 $hellKing 11/09/11 09:17:27 AM
#163   OK. But I am not talking about the derrickno1 11/09/11 08:35:05 AM
#162   Well looks like most of the MM shorting $hellKing 11/09/11 07:25:27 AM
#161   That´s not an excuse for freezing our shares. derrickno1 11/09/11 06:36:59 AM
#160   Hey, Yosako, you know an awful lot about derrickno1 11/09/11 06:23:33 AM
#159   Mostly the DTCC, which is playing Penny Stock Yosako 11/09/11 05:57:36 AM
#158   I guess they have to crack down some $hellKing 11/08/11 04:34:23 PM
#157   What can e do about this whole thing? derrickno1 11/08/11 02:14:31 PM
#156   I wrote about it to the SEC. :-) Yosako 11/08/11 12:53:15 PM
#155   The system is ridiculous, arbitrary and lacks credibility. derrickno1 11/08/11 11:58:40 AM
#154   This simply CAN'T be legal derrickno1 11/08/11 11:00:59 AM
#153   Do it quick, then! Tomorrow is last day Yosako 10/30/11 10:45:35 AM
#152   Things like this need to stop for sure. $hellKing 10/30/11 10:44:22 AM
#151   The SEC has been informed about this. Actually, Yosako 10/30/11 06:16:51 AM
#150   SEC Roundtable on MicroCaps "Video" has been archived, MaxShockeR 10/21/11 07:15:19 PM
#149   I was of course thinking on using a Yosako 10/20/11 07:02:37 AM
#148   If you had transferred assets to another broker $hellKing 10/19/11 07:11:26 PM
#147   lol that would be cool but I would $hellKing 10/19/11 07:09:48 PM
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