SureTrader
Interactive Brokers Advertisement
Home > Boards > The Lounge > The Rules: OTC, NASD, SEC >

The Securities and Exchange Commission (SEC)

SEC RSS Feed
      Hide Sticky   Hide Intro
Moderator: No Moderator Assistants:
Search This Board: 
Last Post: 3/17/2014 3:55:07 AM - Followers: 32 - Board type: Premium - Posts Today: 0


•._.•´¯`•._.•´¯`• PURPOSE OF THIS THREAD •._.•´¯`•._.•´¯`•._.•

Regulatory Actions
This page provides links to releases concerning SEC rulemaking activity, including concept releases, proposed rules, final rules, interpretive releases, and policy statements. It also links to announcements concerning SRO rulemaking, PCAOB rulemaking, instructions for Exchange Act Exemptive Applications, other Commission notices, and public petitions for rulemaking submitted to the SEC. http://www.sec.gov/rules.shtml

Division of Enforcement
The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements http://www.sec.gov/divisions/enforce.shtml

Enforcement Actions #msg-17969541
Trading Suspensions 2008: #msg-17980493 ---> Trading Suspensions! When the SEC Suspends Trading in a Stock #msg-17969590
Recent Press Releases #msg-18794230

Information of Interest 

What does it mean when an "E" is added to a stock's ticker (courtesy of Generic): #msg-31755048
 

SureTrader
Interactive Brokers Advertisement
PostSubject
#1634   Extremely well done. Thanks kush wmeshel 03/17/14 03:55:07 AM
#1633   LOOK AT SOME OF THE SUSPENDED SEC SUSPENDED IBurnPurpleKush 03/17/14 03:41:38 AM
#1632   Some questions about filing a 13G ... virtual_cynic 03/07/13 03:58:46 PM
#1631   Sir Francelote 12/21/12 10:10:46 PM
#1630   Interesting... Hacktheripper.... :-D lolzzz CRAZY $$$ 08/21/11 09:03:28 PM
#1628   SEC To Consider Large Trader Reporting System Next Week Stock 07/20/11 11:26:15 AM
#1626   I see there are a few bagholders, who Hacktheripper 04/29/11 07:29:58 AM
#1625   I must have posted on the wrong board... CRAZY $$$ 04/28/11 10:19:28 PM
#1624   There are NEVER any guarantees ;-) lolzzz CRAZY $$$ 04/28/11 10:18:43 PM
#1623   For those posters who Guarantee their Stock Picks Hacktheripper 04/24/11 08:11:28 PM
#1621   which case? violin? or pool cue? Stock 04/21/11 08:03:18 PM
#1620   Nothing has happened here for yearzzz in relation CRAZY $$$ 04/21/11 07:42:26 PM
#1619   in some fantasy universe, maybe Stock 04/18/11 09:24:42 AM
#1618   iknowaguy that was PAID to post here... lolzzz CRAZY $$$ 04/18/11 12:19:39 AM
#1617   You were compensated for that post? CRAZY $$$ 04/18/11 12:18:54 AM
#1616   Nope, just a Nitwit :-) CRAZY $$$ 04/08/11 05:48:32 PM
#1615   U.S. SECURITIES AND EXCHANGE COMMISSION - SEC should ICEQUITY 12/19/10 10:30:39 AM
#1614   whats your point? Specalculator1 12/18/10 08:25:12 PM
#1613   ABOUT SEC? TELOGIS/RMTD ICEQUITY 12/17/10 10:52:11 AM
#1612   ABOUT SEC? TELOGIS/RMTD ICEQUITY 12/17/10 10:52:06 AM
#1611   ur a comedian..LOL Specalculator1 12/09/10 01:06:29 AM
#1610   LOLOLOLOLIZMO CRAZY $$$ 12/08/10 11:32:44 PM
#1609   Late Form 4 filings were researched as a Stock 12/08/10 09:23:54 AM
#1608   what is the fine for filing a form Specalculator1 12/07/10 01:11:34 AM
#1607   Does not work when you put people on CRAZY $$$ 11/15/10 01:36:21 AM
#1605   U.S. SECURITIES AND EXCHANGE COMMISSION Bull Finch 08/20/10 02:39:07 PM
#1604   No replies yet. Still looking for a smart Stock 07/01/09 05:23:16 PM
#1603   Attention: I am looking for someone with computer Stock 06/03/09 12:31:53 PM
#1602   Top tips for 2009 Stock 05/25/09 07:21:13 PM
#1601   SEC Charges San Francisco Hedge Fund Adviser for Stock 10/21/08 06:22:48 PM
#1600   lol Generic-- hope so :-D But I figure-- jimmenknee 09/19/08 08:51:35 AM
#1599   Emergency Order, Release No. 34-58592.pdf Stock 09/19/08 08:50:18 AM
#1598   SEC Halts Short Selling of Financial Stocks to Stock 09/19/08 08:48:57 AM
#1597   where do we start today? i think Cox's Stock 09/19/08 08:48:20 AM
#1596   UPDATE: NY AG Begins 'Wide-Ranging' Probe Into Short Selling Stock 09/18/08 03:51:04 PM
#1595   McCain to SEC chair Cox: "Off with your head!" Stock 09/18/08 03:08:58 PM
#1594   Trading suspensions: 9/17 - 9/30/08 jimmenknee 09/17/08 12:04:05 PM
#1593   Trading suspensions: 9/16 - 9/29/08 jimmenknee 09/17/08 12:01:37 PM
#1592   SEC Issues New Rules to Protect Investors Against jimmenknee 09/17/08 11:51:25 AM
#1591   Trading suspensions: 9/15 - 9/26/08 jimmenknee 09/15/08 02:53:01 PM
#1590   Trading suspensions: 9/12 - 9/25/08 jimmenknee 09/15/08 02:52:43 PM
#1589   September 8, 2008 SEC News Digest jimmenknee 09/08/08 04:45:26 PM
#1588   September 5, 2008 SEC News Digest jimmenknee 09/08/08 04:44:48 PM
#1587   September 4, 2008 SEC News Digest jimmenknee 09/08/08 04:44:16 PM
#1586   September 3, 2008 SEC News Digest jimmenknee 09/03/08 11:59:20 PM
#1585   Trading suspensions: COBN -- Continental Beverage and Nutrition, Inc jimmenknee 09/03/08 11:57:15 PM
#1584   Re: Daryl Anderson, CMKM Diamonds, Inc-- U.S. SECURITIES jimmenknee 09/02/08 05:10:04 PM
#1583   September 2, 2008 SEC News Digest jimmenknee 09/02/08 05:06:26 PM
#1582   Excellent. Stock 08/29/08 05:12:27 PM
#1581   Just compiled the latest updates too-- the last jimmenknee 08/29/08 05:10:25 PM
PostSubject