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Psionic Trader

02/21/06 4:29 PM

#9060 RE: enlightened1 #9059

Guess how long you have to wait before the SEC takes any action.

a) 3 days
b) 3 weeks
c) 3 months
d) 3 years
e) who knows

Jim Bishop

02/21/06 5:32 PM

#9067 RE: enlightened1 #9059

That's not of concern to NASD they regulate themselves, that is broker/dealers. SEC regulates the issuers.

janice shell

02/21/06 10:03 PM

#9083 RE: enlightened1 #9059

NASD Enforcement doesn't control Pinkies. So the proper venue is the SEC. And believe me, we've sent them an enormous amount of material over the last year.