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NummyNums

03/01/14 2:46 PM

#165001 RE: Zorax #165000

You might want to tell the SEC that who lists NTEK in the Reg Sho Threshold Listing:

http://www.sec.gov/foia/docs/failsdata.htm

Try scrolling to the bottom next time.
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NummyNums

03/01/14 2:54 PM

#165003 RE: Zorax #165000

The National Securities Clearing Corporation (NSCC) processes OTC equity short transactions for its members. Among its members are the leading FNMA and FMCC OTC Market Makers that are, for example, listed below in order of the number of January trades of FNMA from greatest to least:

ATDF - AUTOMATED TRADING DESK FINANCE - 57,499,014 FNMA shares traded
NITE - Knight Capital Americas LLC
CDEL - Citadel Securities LLC
ARCA - Archipelago Trading Services
ETRF - G1 Execution Services, LLC.
CSTI - CANACCORD GENUITY INC.
BKMM - BNY MELLON CAPITAL MARKETS
MERQ - MERCATOR ASSOCIATES, LLC
STXG - Stockcross Financial Services
UBSS - UBS Securities LLC
CANT - Cantor, Fitzgerald & Co.
PUMA - Puma Capital, Llc
AEXG - ALTERNATIVE EXECUTION GROUP
BTIG - BTIG, LLC
GUGS - Guggenheim Securities, LLC
MAXM -Maxim Group LLC
VERT - The Vertical Trading Group
VNDM - Vandham Securities
RAJA - Raymond, James & Associates
WEED - Weeden and Co. Inc. 1,101,000
VFIN - vFinance Investments, Inc.
WABR - Wall Street Investor Services
TRAS - Tradition Asiel Securities In
RAFF - Rafferty Capital Markets, LLC
LAFC - R. F. Lafferty & Co., Inc.
LAMP - Lampost Capital, L.C. - 449,330 FNMA shares traded

Source: NSCC Member Directory - http://www.dtcc.com/client-center/nscc-directories.aspx
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kkpm

03/01/14 3:07 PM

#165005 RE: Zorax #165000

That is incorrect. The SEC has requested that FINRA compile and make available to the investing public, all equities that fail to deliver on all equities traded.

This is to try and stem the flow of Naked Short selling. I think it has failed to meet that goal. Here is an interesting read to get you up to be speed on Naked Short selling:

http://counterfeitingstock.com/CounterfeitingStock.html