10/01/2013 ***DELETED DOCUMENT. Deleted document number 21 STANDING ORDER M10-468: Stay of Certain Civil Cases Pending the Restoration of Department of Justice Funding.. The document was incorrectly filed in this case. (ad) (Entered: 10/01/2013)
7:12-cv-06421-KMK Securities and Exchange Commission v. Bronson et al Kenneth M. Karas, presiding Date filed: 08/22/2012 Date of last filing: 10/01/2013
In 2012, it brought suit against Edward Bronson and his firm E-Lionheart, which also did business as Fairhills Capital...The case is still in its fairly early stages, but Bronson hasn't given up. He's replaced E-Lionheart with Exelerate Group and another entity called Deer Valley Management.
In the past two years, the SEC has been cracking down on fraudulent opinions, making life difficult for the financiers. In 2012, it brought suit against Edward Bronson and his firm E-Lionheart, which also did business as Fairhills Capital, alleging that Bronson had bought shares from approximately 100 penny companies at very deep discounts, and had then resold them immediately, without registration or any valid exemption from registration. The case is still in its fairly early stages, but Bronson hasn't given up. He's replaced E-Lionheart with Exelerate Group and another entity called Deer Valley Management.
03/31/2014 21 OPINION AND ORDER: Defendants' Motion To Dismiss is denied. The Clerk of Court is respectfully directed to terminate the pending motion. (Dkt. No. 17.) SO ORDERED. (Signed by Judge Kenneth M. Karas on 3/31/2014) (lnl) (Entered: 03/31/2014)
U.S. District Court Southern District of New York (White Plains)
CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
Securities and Exchange Commission v. Bronson et al Assigned to: Judge Kenneth M. Karas Cause: 15:77 Securities Fraud Date Filed: 08/22/2012 Jury Demand: None
Nature of Suit: 850 Securities/Commodities Jurisdiction: U.S. Government Plaintiff
Plaintiff Securities and Exchange Commission represented by Andrew Matthew Calamari Securities & Exchange Commission (3 WFC) 3 World Financial Center, Room 400 New York, NY 10281 (212) 336-0042 Fax: 212-336-1323 Email: calamaria@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
Kevin Patrick McGrath Securities and Exchange Commission(NYC) 3 World Financial Center, Suite 400 New York, NY 10281 (212) 336-1100 Fax: (212) 336-1322 Email: mcgrathk@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
Wendy Beth Tepperman U.S. Securities and Exchange Commission( 3 World Financial) Three World Financial Center New York, NY 10281 (212) 336-0176 Fax: (212) 336-1320 Email: teppermanw@sec.gov ATTORNEY TO BE NOTICED
William Edwards Securities & Exchange Commission (3 WFC) 3 World Financial Center, Room 400 New York, NY 10281 (212)-336-0953 Fax: (212)-336-1322 Email: edwardsw@sec.gov ATTORNEY TO BE NOTICED
V. Defendant Edward Bronson
Defendant E-Lionheart Associates, LLC doing business as Fairhills Capital
04/15/2014 24 PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...ENDORSEMENT: Any filing unrelated to discovery disputes (including but no limited to summary judgment or other motions) may be filed under seal, however a redacted version of the sealed document must be publicly filed within 14 days. So Ordered. (Signed by Judge Kenneth M. Karas on 4/14/2014) (lnl) (Entered: 04/15/2014)
04/11/2014 23 LETTER MOTION for Local Rule 37.2 Conference addressed to Judge Kenneth M. Karas from Kevin P. McGrath dated 04/11/2014. Document filed by Securities and Exchange Commission.(Tepperman, Wendy) (Entered: 04/11/2014)
04/09/2014 22 STIPULATION AND ORDER EXTENDING TIME: IT IS HEREBY STIPULATED AND AGREED, by and between counsel for Defendants and Relief Defendant and counsel for the SEC, that the time for Defendants and Relief Defendant to file an answer shall be on or before May 29, 2014; and One previous stipulation and request for an extension of time was made on or about October 25, 2012 and was so ordered by Judge Karas (Docket No. 12). SO ORDERED. Edward Bronson answer due 5/29/2014; E-Lionheart Associates, LLC answer due 5/29/2014; Fairhills Capital, Inc. answer due 5/29/2014. (Signed by Judge Kenneth M. Karas on 4/9/2014) (lnl) (Entered: 04/09/2014)
03/31/2014 21 OPINION AND ORDER: Defendants' Motion To Dismiss is denied. The Clerk of Court is respectfully directed to terminate the pending motion. (Dkt. No. 17.) SO ORDERED. (Signed by Judge Kenneth M. Karas on 3/31/2014) (lnl) (Entered: 03/31/2014)
U.S. District Court Southern District of New York (White Plains)
CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
Securities and Exchange Commission v. Bronson et al Assigned to: Judge Kenneth M. Karas Cause: 15:77 Securities Fraud Date Filed: 08/22/2012 Jury Demand: None
Nature of Suit: 850 Securities/Commodities Jurisdiction: U.S. Government Plaintiff
Plaintiff Securities and Exchange Commission represented by Andrew Matthew Calamari Securities & Exchange Commission (3 WFC) 3 World Financial Center, Room 400 New York, NY 10281 (212) 336-0042 Fax: 212-336-1323 Email: calamaria@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
Kevin Patrick McGrath Securities and Exchange Commission(NYC) 3 World Financial Center, Suite 400 New York, NY 10281 (212) 336-1100 Fax: (212) 336-1322 Email: mcgrathk@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
Wendy Beth Tepperman U.S. Securities and Exchange Commission( 3 World Financial) Three World Financial Center New York, NY 10281 (212) 336-0176 Fax: (212) 336-1320 Email: teppermanw@sec.gov ATTORNEY TO BE NOTICED
William Edwards Securities & Exchange Commission (3 WFC) 3 World Financial Center, Room 400 New York, NY 10281 (212)-336-0953 Fax: (212)-336-1322 Email: edwardsw@sec.gov ATTORNEY TO BE NOTICED
V. Defendant Edward Bronson
Defendant E-Lionheart Associates, LLC doing business as Fairhills Capital
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