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EDMGUY

07/25/13 8:47 AM

#6543 RE: hawke #6542

Item 8.01 Other Events

This is from the most recent 8K

In November of 2011, The Depository Trust Company (the “DTC”) notified its participants that its affiliate, the National Securities Clearing Corporation, caused the common shares of Neah Power Systems, Inc. (the “Company”) to be removed from its Continuous Net Settlement System and that all future trades would be consummated on a physical certificate delivery, trade for trade basis (the “Deposit Chill”). The Company was first informed by the DTC of the Deposit Chill on August 28, 2012, and the Company reported this event in its Form 10-K for the fiscal year ended September 30, 2012. In response, the Company immediately contacted the DTC and engaged in discussions to have its common shares re-enter the DTC system. The DTC requested certain documentation and a legal opinion, all of which the Company submitted to the DTC. As a result, on July 1, 2013, the Company received notice from the DTC that it has determined to lift the Deposit Chill. On July 12, 2013, our transfer agent informed the Company that it is coordinating efforts with the DTC to finalize the re-entry of our common shares into the DTC electronic transfer system. We anticipate completion of this process in the near future.