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Eli's Gone

06/25/13 3:31 PM

#29712 RE: Zeppo #29711

Issuers that have stock registered under either SEC 12(b) or SEC 12 (g)....listed companies and companies that exceed 12(g) thresholds...have reporting obligations along with insiders and beneficial holders...

Medizone fits neither category and instead falls under SEC 15 (d)---reporting since they have filed a registration statement but with no insider/beneficial holder requirements to disclose...

see the 1st 3 pages here:

http://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=5&cad=rja&ved=0CEMQFjAE&url=http%3A%2F%2Fwww.mofo.com%2Ffiles%2FUploads%2FImages%2FFAQ-Periodic-Reporting-Requirements-for-US-Issuers-Overview.pdf&ei=d-zJUcKYJ47m8gSC6oG4CQ&usg=AFQjCNHEQPXlGc3nAxblg-j0KsGOp_-wvA&bvm=bv.48293060,d.eWU

and the applicable SEC codes:

http://www.gpo.gov/fdsys/granule/CFR-2012-title17-vol3/CFR-2012-title17-vol3-sec240-13d-6/content-detail.html
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Zeppo

06/25/13 4:38 PM

#29714 RE: Zeppo #29711

I think there is a lot of gray area here. 13d-6 doesn't even refer to a company being either required or not required to declare beneficial ownership.