Sharktnk...we're best to wait for Finra's reply to Janice.
In an earlier post I wrote about Suspicious Activity Reports (SARs) that were supposed to get the SEC to take action. We have all witnessed a pandemic of suspicious activities just with the outrageous promo's, yet the SEC hasn't done a cotton pickin thing to shut them down.
Maybe Finra is reacting to the SEC's tardy inaction , much like the DTCC / DTC did with their chill actions against stocks that traded suspiciously...well, until the SEC said the DTCC / DTC couldn't do dat anymore without extending recourse to the chilled stock / company.