InvestorsHub Logo

Frank0051

09/30/11 4:35 PM

#176 RE: OTCChasing #175

I have done my homework, as has the auditor, the disclosure counsel, FINRA, and other holders. I cannot find any record of a lawsuit, SEC complaint, FINRA violation, or BBB complaint in the last several years. What I have found is multiple meetings with and memos from the SEC and FINRA as these regulators expand the national market system (through Regulation NMS) and continue to require heavier regulation requirements on ECNs - all these meetings and memos are informational and you can see them for yourself by searching the SEC's website with their legacy search engine.

Can you provide a source to back your opinion for other investors?