Daily List 6/03
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
07:55 CIWT China Industrial Waste Management, Inc. Common Stock 6/3/2011 Y 100 From BB (CIWT)
07:55 GETG Green Earth Technologies, Inc. Common Stock 6/3/2011 Y 100 From BB (GETG)
07:55 NTRCE Natural Resources USA Corporation. Common Stock 6/3/2011 Y 100 From BB (NTRCE)
07:55 SYMD SyntheMed, Inc. Common Stock 6/3/2011 Y 100 From BB (SYMD)
13:02 AMLJ AML Communications, Inc. Common Stock 6/6/2011 Y 100 From BB (AMLJ)**
13:02 CGTVY Carso Global Telecom Sa A Shs American Depositary Shares 6/6/2011 Y 100 **
13:02 NZHHP Nuveen California Dividend Advantage Municipal Fund 3 MUNIFUND TERM PFD SHS SER 2014-I 6/6/2011 Y 100 **
13:02 TGIS Thomas Group, Inc. Common Stock 6/6/2011 Y 100 From S (TGIS)**
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
07:55 CIWT China Industrial Waste Management, Inc. Common Stock 6/3/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11
07:55 GETG Green Earth Technologies, Inc. Common Stock 6/3/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11
07:55 NTRCE Natural Resources USA Corporation. Common Stock 6/3/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11
07:55 SYMD SyntheMed, Inc. Common Stock 6/3/2011 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11
13:02 ACBFF Alert B&C Corporation Ordinary Shares (Canada) 6/6/2011 100 Inactive Security**
13:02 AMLJ AML Communications, Inc. Common Stock 6/6/2011 100 Form 15; Terminated Registration under the 34 Act; Added to NBB (AMLJ)**
13:02 ASANF Aisan Industry Co Ltd Ordinary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 ASWAF Arisawa Maunufacturing Jpy50 Ordinary Shares 6/6/2011 100 Inactive Security**
13:02 AVEXF Avex Inc Ordinary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 CHOTF Comsys Holdings Corp Tokyo Ordinary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 FKAWF Furukawa-Sky Aluminum Corp Tokyo Ordnary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 GMOIF Global Media Online Inc Tokyo Ordinary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 KYNCF kyudenko corp Ordinary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 OGKYF Ogaki Kyoritsu Bank Ordinary Shares 6/6/2011 100 Inactive Security**
13:02 SHCUF Sumisho Computer Systems Corp Ordinary Shares 6/6/2011 100 Inactive Security**
13:02 SHMYF Shinmaywa Industries Ord Shs Ordinary Shares 6/6/2011 100 Inactive Security**
13:02 SKAWF Shinkawa Ltd Ord Ordinary Shares 6/6/2011 100 Inactive Security**
13:02 SKBLF Sankei Building Co Ltd Ordinary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 SKSTF Mizuho Securities Co. Ltd Tokyo Ordinary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 SWHOF Sumitomo Warehouse Ordinary Shares 6/6/2011 100 Inactive Security**
13:02 SXPRF Spartan Exploration Ltd Ordinary Shares (Canada) 6/6/2011 100 Plan of Arrangement**
13:02 TKHIF Takara Holdings Inc Ordinary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 TKTKF Tokyo Tekko Co Ltd Ordinary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 TKUMF Takuma Co Ordinary Shares 6/6/2011 100 Inactive Security**
13:02 TKYTF Tokyo Tatemono Real Estate Sales Co Ltd Tokyo Ordinary Shares (Japan) 6/6/2011 100 Inactive Security**
13:02 TLTPF Texalta Pete Ltd Cl A Unclassified 6/6/2011 100 Plan of Arrangement**
13:02 TVAHF TV Asahi Corp., Tokyo Ordinary Shares (Japan) 6/6/2011 1 Inactive Security**
13:02 YACPF Yamatane Corp Ordinary Shares 6/6/2011 100 Inactive Security**
13:02 ZNRNF Zenrin Co Ltd (Japan) Ordinary Shares 6/6/2011 100 Inactive Security**
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
13:02 6/6/2011 DHUAE DHUA Dahua, Inc. Common Stock **
13:02 6/6/2011 NTRCE NTRC Natural Resources USA Corporation. Common Stock **
13:02 6/7/2011 PNCKF PNCKE Pure Nickel Inc. Common Shares (Canada) Incomplete Filing **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:02 6/6/2011 CABN Carbon Sciences, Inc. Common Stock CABND Carbon Sciences, Inc. NewCommon Stock 1-40 R/S**
13:02 6/6/2011 CMGRD Camelot Entertainment Group, Inc. New Common Stock CMGR Camelot Entertainment Group, Inc. Common Stock **
Portal System Changes 6/3/2011 12:00:00 AM