Replies to post #511 on Florida companies face SEC probe (CARNES)

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09/01/2010 61 MOTION for summary judgment against Defendants Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler by United States Securities and Exchange Commission.

Doc 61 PDF file
http://viewer.zoho.com/docs/zWaBH


Document Number: 61 23 pages 87 kb

Attachment Description

1 Appendix Statement of Undisputed Material Facts 20 pages 110 kb
2 Exhibits to Appendix - Table of Contents 4 pages 27 kb
3 Exhibit 1 - Complaint 15 pages 489 kb
4 Exhibit 2 - Defendant EESO Answer 12 pages 328 kb
5 Exhibit 3 - Defendant Hochstedler Answer 12 pages 336 kb
6 Exhibit 4 - Pink Sheets EESO Webpage 6 pages 168 kb
7 Exhibit 5(1) - Hochstedler Testimony Transcript 24 pages 1.9 mb
8 Exhibit 5(2) - Hochstedler Testimony Transcript (cont.) 21 pages 1.8 mb
9 Exhibit 5(3) - Hochstedler Testimony Transcript (cont.) 21 pages 1.7 mb
10 Exhibit 5(4) - Hochstedler Testimony Transcript (cont.) 19 pages 1.5 mb
11 Exhibit 5(5) - Hochstedler Testimony Transcript (cont.) 21 pages 1.9 mb
12 Exhibit 5(6) - Hochstedler Testimony Transcript (cont.) 15 pages 1.2 mb
13 Exhibit 6 - Purchasers Agreement 15 pages 0.8 mb
14 Exhibit 7 - K&L's Account Opening Documents at Sloan 4 pages 206 kb
15 Exhibit 8 - K&L's First Wrap Agreement 10 pages 340 kb
16 Exhibit 9 - Transfer Agent Records re K&L's First Wrap Agreement 62 pages 1.6 mb
17 Exhibit 10 - EESO Price and Volume Chart 9 pages 393 kb
18 Exhibit 11 - 2/7/08 Opinion Letter 5 pages 192 kb
19 Exhibit 12 - Jones Declaration 12 pages 438 kb
20 Exhibit 12A - Summary of K&L's EESO Brokerage Transactions 5 pages 216 kb
21 Exhibit 12B - K&L's Account Statements at Sloan 40 pages 2.0 mb
22 Exhibit 12C(1) - K&L's Account Statements at Blue Trading 35 pages 0.8 mb
23 Exhibit 12C(2) - K&L's Account Statements at Blue Trading 35 pages 0.9 mb
24 Exhibit 12C(3) - K&L's Account Statements at Blue Trading 35 pages 0.9 mb
25 Exhibit 12C(4) - K&L's Account Statements at Blue Trading 25 pages 1.7 mb
26 Exhibit 12C(5) - K&L's Account Statements at Blue Trading 31 pages 1.4 mb
27 Exhibit 12C(6) - K&L's Account Statements at Blue Trading 26 pages 1.6 mb
28 Exhibit 12C(7) - K&L's Account Statements at Blue Trading 29 pages 1.1 mb
29 Exhibit 12C(8) - K&L's Account Statements at Blue Trading 14 pages 1.7 mb
30 Exhibit 12C(9) - K&L's Account Statements at Blue Trading 14 pages 1.7 mb
31 Exhibit 12D - K&L's Account Statements at Oppenheimer 41 pages 1.5 mb
32 Exhibit 12E - Summary of K&L's Wachovia Bank Account Statements 25 pages 1.6 mb
33 Exhibit 12F(1) - K&L's Wachovia Bank Account Statements 25 pages
34 Exhibit 12F(2) - K&L's Wachovia Bank Account Statements 25 pages 0.6 mb
35 Exhibit 12F(3) - K&L's Wachovia Bank Account Statements 25 pages 0.7 mb
36 Exhibit 12F(4) - K&L's Wachovia Bank Account Statements 25 pages 0.6 mb
37 Exhibit 12F(5) - K&L's Wachovia Bank Account Statements 25 pages 0.6 mb
38 Exhibit 12F(6) - K&L's Wachovia Bank Account Statements 24 pages 0.5 mb
39 Exhibit 12G - Purchase Agreement 15 pages 0.8 mb
40 Exhibit 12H - Excerpts from Hochstedler Testimony Transcript 11 pages 0.7 mb
41 Exhibit 12I - K&L Wire Transfers on 4/24/09 8 pages 192 kb
42 Exhibit 12J - Promissory Notes 16 pages 357 kb
43 Exhibit 12K - Exhibits to Promissory Notes 5 pages 83 kb
44 Exhibit 12L - Hochstedler Prejudgment Interest 2 pages 25 kb
45 Exhibit 12M - EESO Prejdugment Interest 2 pages 25 kb
46 Exhibit 13 - K&L's Second Wrap Agreement 7 pages 268 kb
47 Exhibit 14(1) - Transfer Agent Records re K&L's Second Wrap Agreement 45 pages 1.2 mb
48 Exhibit 14(2) - Transfer Agent Records re K&L's Second Wrap Agreement 45 pages 1.3 mb
49 Exhibit 15 - 6/18/08 Opinion Letter 5 pages 175 kb
50 Exhibit 16 - K&L's Third Wrap Agreement 7 pages 251 kb
51 Exhibit 17 - K&L's Wire Transfer on 6/8/09 2 pages 50 kb
52 Exhibit 18 - 6/17/09 Opinion Letter 6 pages 170 kb
53 Exhibit 19 - Transfer Agent Records re K&L's Third Wrap Agreement 39 pages 1.2 mb
54 Exhibit 20 - EESO Transfer Agent Summary 21 pages 0.5 mb
55 Exhibit 21 - Signature Worldwide's Account Opening Documents at Blue Tradin 7 pages 307 kb
56 Exhibit 22 - Signature Worldwide's First Wrap Agreement 7 pages 229 kb
57 Exhibit 23 - Transfer Agent Records re Signature Worldwide's First Wrap Agr 41 pages 1.2 mb
58 Exhibit 24 - 6/26/08 Opinion Letter 5 pages 186 kb
59 Exhibit 25 - Signature Worldwide's Account Statements at Blue Trading 9 pages 214 kb
60 Exhibit 26 - 7/21/08 Wire Transfers from Signature Worldwide 2 pages 27 kb
61 Exhibit 27 - Transfer Agent Records re 11/08 Transfer by Signature Worldwide 19 pages 1.7 mb
62 Exhibit 28(1) - Transfer Agent Records re 3/09 and 4/09 Transfer by Signature Wo 24 pages 1.0 mb
63 Exhibit 28(2) - Transfer Agent Records re 3/09 and 4/09 Transfer by Signature Wo 23 pages 1.1 mb
64 Exhibit 29 - Signature Worldwide's Second Wrap Agreement 7 pages 259 kb
65 Exhibit 30 - Buckwheat Holdings Wire Transfer 2 pages 51 kb
66 Exhibit 31 - Florida Department of State Website 5 pages 157 kb
67 Exhibit 32 - Buckwheat Holdings' Signature Card 3 pages 386 kb
68 Exhibit 33 - 6/17/09 Opinion Letter 5 pages 157 kb
69 Exhibit 34 - Transfer Agent Records re 7/6/09 Issuance to Signature Worldwide 12 pages 271 kb
70 Exhibit 35 -- Transfer Agent's EESO Control Log 2 pages 28 kb



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[scion]

09/02/2010 62 MILBURN ORDER re 61 MOTION for summary judgment against Defendants Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler filed by United States Securities and Exchange Commission. Defendants have until 10/4/10 to file responsive memoranda. Plaintiff may file a reply brief within 14 days after the response is served. The parties are directed to provide chambers with a courtesy paper copy of any exhibits electronically filed in support of their papers. Signed by Judge Gregory A. Presnell on 9/2/2010. Copies mailed.(LAM) (Entered: 09/02/2010)

Doc 62 PDF file
http://viewer.zoho.com/docs/nZ8cv

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Pacer update 16 Sep 10 FOR CASE #: 6:09-cv-01638-GAP-KRS SEC v. K & L International Enterprises, Inc. et al

Date Filed # Docket Text

09/16/2010 64 ENDORSED ORDER granting 63 Motion to extend time to conduct mediation. Signed by Judge Gregory A. Presnell on 9/16/2010. (Presnell, Gregory) (Entered: 09/16/2010)

09/15/2010 63 Joint MOTION to extend time to Engage in Mediation until 12/17/10 by Enzyme Enviromental Solutions, Inc., Jared E. Hochstedler, United States Securities and Exchange Commission. (Polish, Jonathan) Modified on 9/16/2010 (JET). (Entered: 09/15/2010)


Defendant: K & L International Enterprises, Inc.

Defendant: Signature Leisure, Inc.

Defendant: Signature Worldwide Advisors, LLC

Defendant: Stephen W. Carnes

Defendant: Lawrence A. Powalisz

Defendant: Enzyme Enviromental Solutions, Inc.

Defendant: Jared E. Hochstedler

https://ecf.flmd.uscourts.gov/cgi-bin/iquery.pl