Florida companies face SEC probe

[scion]

Pacer update 02 Sep 10 FOR CASE #: 6:09-cv-01638-GAP-KRS SEC v. K & L International Enterprises, Inc. et al

Date Filed # Docket Text

09/02/2010 62 MILBURN ORDER re 61 MOTION for summary judgment against Defendants Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler filed by United States Securities and Exchange Commission. Defendants have until 10/4/10 to file responsive memoranda. Plaintiff may file a reply brief within 14 days after the response is served. The parties are directed to provide chambers with a courtesy paper copy of any exhibits electronically filed in support of their papers. Signed by Judge Gregory A. Presnell on 9/2/2010. Copies mailed.(LAM) (Entered: 09/02/2010)

09/01/2010 61 MOTION for summary judgment against Defendants Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler by United States Securities and Exchange Commission. (Attachments: # 1 Appendix Statement of Undisputed Material Facts, # 2 Exhibits to Appendix - Table of Contents, # 3 Exhibit 1 - Complaint, # 4 Exhibit 2 - Defendant EESO Answer, # 5 Exhibit 3 - Defendant Hochstedler Answer, # 6 Exhibit 4 - Pink Sheets EESO Webpage, # 7 Exhibit 5(1) - Hochstedler Testimony Transcript, # 8 Exhibit 5(2) - Hochstedler Testimony Transcript (cont.), # 9 Exhibit 5(3) - Hochstedler Testimony Transcript (cont.), # 10 Exhibit 5(4) - Hochstedler Testimony Transcript (cont.), # 11 Exhibit 5(5) - Hochstedler Testimony Transcript (cont.), # 12 Exhibit 5(6) - Hochstedler Testimony Transcript (cont.), # 13 Exhibit 6 - Purchasers Agreement, # 14 Exhibit 7 - K&L's Account Opening Documents at Sloan, # 15 Exhibit 8 - K&L's First Wrap Agreement, # 16 Exhibit 9 - Transfer Agent Records re K&L's First Wrap Agreement, # 17 Exhibit 10 - EESO Price and Volume Chart, # 18 Exhibit 11 - 2/7/08 Opinion Letter, # 19 Exhibit 12 - Jones Declaration, # 20 Exhibit 12A - Summary of K&L's EESO Brokerage Transactions, # 21 Exhibit 12B - K&L's Account Statements at Sloan, # 22 Exhibit 12C(1) - K&L's Account Statements at Blue Trading, # 23 Exhibit 12C(2) - K&L's Account Statements at Blue Trading, # 24 Exhibit 12C(3) - K&L's Account Statements at Blue Trading, # 25 Exhibit 12C(4) - K&L's Account Statements at Blue Trading, # 26 Exhibit 12C(5) - K&L's Account Statements at Blue Trading, # 27 Exhibit 12C(6) - K&L's Account Statements at Blue Trading, # 28 Exhibit 12C(7) - K&L's Account Statements at Blue Trading, # 29 Exhibit 12C(8) - K&L's Account Statements at Blue Trading, # 30 Exhibit 12C(9) - K&L's Account Statements at Blue Trading, # 31 Exhibit 12D - K&L's Account Statements at Oppenheimer, # 32 Exhibit 12E - Summary of K&L's Wachovia Bank Account Statements, # 33 Exhibit 12F(1) - K&L's Wachovia Bank Account Statements, # 34 Exhibit 12F(2) - K&L's Wachovia Bank Account Statements, # 35 Exhibit 12F(3) - K&L's Wachovia Bank Account Statements, # 36 Exhibit 12F(4) - K&L's Wachovia Bank Account Statements, # 37 Exhibit 12F(5) - K&L's Wachovia Bank Account Statements, # 38 Exhibit 12F(6) - K&L's Wachovia Bank Account Statements, # 39 Exhibit 12G - Purchase Agreement, # 40 Exhibit 12H - Excerpts from Hochstedler Testimony Transcript, # 41 Exhibit 12I - K&L Wire Transfers on 4/24/09, # 42 Exhibit 12J - Promissory Notes, # 43 Exhibit 12K - Exhibits to Promissory Notes, # 44 Exhibit 12L - Hochstedler Prejudgment Interest, # 45 Exhibit 12M - EESO Prejdugment Interest, # 46 Exhibit 13 - K&L's Second Wrap Agreement, # 47 Exhibit 14(1) - Transfer Agent Records re K&L's Second Wrap Agreement, # 48 Exhibit 14(2) - Transfer Agent Records re K&L's Second Wrap Agreement, # 49 Exhibit 15 - 6/18/08 Opinion Letter, # 50 Exhibit 16 - K&L's Third Wrap Agreement, # 51 Exhibit 17 - K&L's Wire Transfer on 6/8/09, # 52 Exhibit 18 - 6/17/09 Opinion Letter, # 53 Exhibit 19 - Transfer Agent Records re K&L's Third Wrap Agreement, # 54 Exhibit 20 - EESO Transfer Agent Summary, # 55 Exhibit 21 - Signature Worldwide's Account Opening Documents at Blue Trading, # 56 Exhibit 22 - Signature Worldwide's First Wrap Agreement, # 57 Exhibit 23 - Transfer Agent Records re Signature Worldwide's First Wrap Agreement, # 58 Exhibit 24 - 6/26/08 Opinion Letter, # 59 Exhibit 25 - Signature Worldwide's Account Statements at Blue Trading, # 60 Exhibit 26 - 7/21/08 Wire Transfers from Signature Worldwide, # 61 Exhibit 27 - Transfer Agent Records re 11/08 Transfer by Signature Worldwide, # 62 Exhibit 28(1) - Transfer Agent Records re 3/09 and 4/09 Transfer by Signature Worldwide, # 63 Exhibit 28(2) - Transfer Agent Records re 3/09 and 4/09 Transfer by Signature Worldwide, # 64 Exhibit 29 - Signature Worldwide's Second Wrap Agreement, # 65 Exhibit 30 - Buckwheat Holdings Wire Transfer, # 66 Exhibit 31 - Florida Department of State Website, # 67 Exhibit 32 - Buckwheat Holdings' Signature Card, # 68 Exhibit 33 - 6/17/09 Opinion Letter, # 69 Exhibit 34 - Transfer Agent Records re 7/6/09 Issuance to Signature Worldwide, # 70 Exhibit 35 -- Transfer Agent's EESO Control Log)(Nelson, Margaret) (Entered: 09/01/2010)



Defendant: K & L International Enterprises, Inc.

Defendant: Signature Leisure, Inc.

Defendant: Signature Worldwide Advisors, LLC

Defendant: Stephen W. Carnes

Defendant: Lawrence A. Powalisz

Defendant: Enzyme Enviromental Solutions, Inc.

Defendant: Jared E. Hochstedler

https://ecf.flmd.uscourts.gov/cgi-bin/iquery.pl