glaszman..
i haven't read THE WHOLE SEC rules, but i am pretty sure i've traded a couple of pinksheets that are non-filing
I'm pretty sure you have never traded a locked company that was required to have a valid 15c-211 as part of their reinstatement.
No one is allowed to trade this stock without a current 15c-211.
i know for a fact that there is a time limit on how long the SEC can halt, or more specifically, suspend trading in a stock for, and i know it isn't four years-
Is that what we had glaszman...a trading halt? LMAO
Members are reminded that, pursuant to SEC Rule 15c2-11 and NASD Rule 6740, no quotation may be entered unless and until a member has complied with all of the requirements of the rules, including SEC Rule 15c2-11(a)(5). SEC Rule 15c2-11(a)requires, among other things, that based on a member’s review of the issuer
information specified therein, a member must have a reasonable basis under the circumstances to believe that the issuer information is accurate in all material respects and the sources of such information are reliable
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