I just googled 2007 PIPE rankings and again NIR is no where to be seen in the top 25 rankings. They seemed to have moved on. Are you sure they're still in business.
The 2007 PIPE Market Investment Banking League Table ---------------------------------------------------- By Number of Transactions: --------------------------
Placement Agent Name Transaction Count Total Amount Placed -------------------- ----------------- -------------------- Rodman & Renshaw, LLC 53 $ 931,182,341.00 Roth Capital Partners, LLC 40 $ 723,282,459.00 Oppenheimer & Co., Inc. 21 $ 456,232,530.00 Lazard 17 $ 1,000,204,904.00 Piper Jaffray & Co. 15 $ 323,648,139.00 Midtown Partners & Co., LLC 15 $ 52,478,669.00 Canaccord Adams, Inc. 14 $ 285,124,501.00 Citigroup Global Markets, Inc. 13 $ 3,969,595,892.00 Lehman Brothers, Inc. 13 $ 3,370,203,873.00 Cowen and Company, LLC 13 $ 403,508,339.00 Merriman Curhan Ford & Co. 13 $ 193,903,817.00 RBC Capital Markets, Inc. 12 $ 2,101,823,015.00 Jefferies & Company, Inc. 12 $ 655,267,553.00 Empire Financial Group, Inc. 11 $ 54,794,783.00 BMO Capital Markets Corp. 10 $ 383,990,502.00 ThinkEquity Partners, LLC 10 $ 334,944,479.00 Palladium Capital Advisors, LLC 10 $ 40,432,909.00 UBS Investment Bank 9 $ 2,635,796,814.00 Brean Murray, Carret & Co. 9 $ 161,705,855.00 Wachovia Securities, Inc. 8 $ 330,021,519.00 Maxim Group, LLC 8 $ 88,995,813.00 Axiom Capital Management, Inc. 8 $ 66,100,008.00 Westminster Securities Corp. 8 $ 48,377,732.00 First Montauk Securities, Inc. 8 $ 25,814,201.00 Banc of America Securities, LLC 7 $ 309,063,151.00
Investment Banking rankings exclude all 144-A Offerings, Reg S Placements, Equity Lines of Credit, and all PIPE transactions conducted by Canadian issuers that trade in the U.S. on the OTC-BB or Pink Sheets. On transactions where an investment banking firm has acted solely as Financial Advisor, that transaction has been excluded from that firm's ranking. Co-agented transactions award full transaction credit to all agents participating (regardless of status of lead agent or co-agent). Data is as reported as of 1/24/08.
The 2007 PIPE Market Institutional Investor League Table -------------------------------------------------------- By Number of Transactions: --------------------------
Investor Name Transaction Count Total Amount Invested ------------- ----------------- -------------------- Enable Capital Management 85 $ 214,441,651.00 Iroquois Capital, L.P. 65 $ 52,572,318.00 Rockmore Investment Master Fund, Ltd. 54 $ 27,063,009.00 Heights Capital Management, Inc. 52 $ 7,500,048.00 Downsview Capital, Inc. 50 $ 28,529,844.00 UBS Capital Americas,LLC 48 $ 169,683,788.00 Lehman Brothers, Inc. 45 $ 1,019,833,811.00 Highbridge International, LLC 45 $ 487,671,450.00 Hudson Bay Capital Management, L.P. 44 $ 131,534,516.00 LH Financial Services Corp. 42 $ 13,004,242.93 Yorkville Advisors, LLC 36 $ 144,865,890.00 Atoll Asset Management, LLC 36 $ 35,645,890.00 Vision Capital Advisors LLC 35 $ 104,767,053.00 Fort Mason Capital 33 $ 78,183,394.00 Heller Capital Partners 33 $ 24,038,388.00 Cantara (Switzerland) S.A. 33 $ 15,743,063.00 Whitebox Advisors, LLC 30 $ 127,700,484.00 Chestnut Ridge Partners, L.P. 30 $ 8,290,245.55 Whalehaven Fund, Ltd. 29 $ 11,513,162.00 Bristol Capital Advisors, LLC 27 $ 17,468,099.00 Nite Capital Management, LLC 27 $ 7,733,707.00 Morgan Stanley 26 $ 365,489,907.00 Credit Suisse Asset Management, LLC 25 $ 269,253,866.00 SF Capital Partners, Inc. 25 $ 70,788,766.00 Roswell Capital Partners, LLC 23 $ 32,892,742.00
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