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swifty714

05/19/07 8:30 AM

#65965 RE: Distracted Scientist #65962

Dear Janice,

are you trying to come by and make nice with people with your indelible charm.
Since your here, I would like to tap into your wealth of knowledge. Please respond to the DD distracted scientist gave you. I'm curious how does a company (if they are not just saying their being shorted as an excuse) find out they are being shorted if the SEC rule that was posted is true?
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jurisper

05/19/07 10:56 AM

#65967 RE: Distracted Scientist #65962

Non-reporting pinky threshold securities are defined by a NASD rule - see http://www.pinksheets.com/marketactivity/reg_sho_list.jsp

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janice shell

05/19/07 4:04 PM

#65982 RE: Distracted Scientist #65962

That was from the original Reg SHO provisions. It was changed shortly thereafter. Non-reporting Pinkies appear on the list regularly.