Replies to post #723011 on NorthWest Biotherapeutics Inc (NWBO)

[flipper44]

October 1st (Tuesday) is a new quarter. Funds can start slipping (or stampeding) in without announcing themselves for 135 days (from October 1), if they so desire.

ChatGPT:

Large funds are allowed to wait until the end of the quarter to file their Form 13F reports due to regulatory requirements set by the Securities and Exchange Commission (SEC). The 13F form is used by institutional investment managers to disclose their equity holdings.

Here are a few reasons why this timing is significant:

1. **Quarterly Reporting**: The 13F form is required to be filed within 45 days after the end of each calendar quarter.

2. **Investment Strategy**: Funds may have strategic reasons for delaying the disclosure of their positions. By waiting until the end of the quarter, they can maintain a level of confidentiality concerning their investment strategies and holdings during that time.

3. **Market Impact**: By waiting until the end of the quarter, large funds can avoid potential market disruptions that may arise from disclosing their holdings too early. If they reported mid-quarter, their trades could inadvertently influence stock prices.

4. **Data Accuracy**: Waiting until the end of the quarter allows funds to ensure that their data is accurate and reflects their actual holdings, minimizing the risk of errors in reporting.

Overall, the end-of-quarter filing aligns with regulatory requirements while providing funds the flexibility to manage their investments effectively.