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Replies to post #350243 on Digital Brand Media and Marketing Group Inc (DBMM)
Stock_Barber
08/15/24 2:51 PM
#350246 RE: Jimmy Joe #350243
Addressing the specifics of the charged, the regulator added that the investigations “uncovered pervasive and longstanding use of unapproved communication methods, known as off-channel communications, at these firms. As described in the SEC’s orders, the firms admitted that, during the relevant periods, their personnel sent and received off-channel communications that were records required to be maintained under the securities laws.
johnydollar
08/15/24 4:41 PM
#350264 RE: Jimmy Joe #350243