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02/28/07 8:03 PM

#228000 RE: EngrishPetey #227995

The irony is Hal signed an agreement preventing him from ever pumping and dumping another stock.

No, he didn't. Besides disgorging his profits, Willy was ordered to cease and desist from committing future violations of Section 5(a) and 5(c) of the Securities Act of 1933. http://www.law.uc.edu/CCL/33Act/sec5.html Those two provisions prohibit the sale or offer to buy unregistered stock. Unfortunately, they have nothing to do w/ pumping, front running, or anything else.