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Replies to post #219450 on DD Support Board and Research Team
OMOLIVES
03/01/24 8:38 PM
#219453 RE: janice shell #219450
Before soliciting quotations or resuming quotations in an OTC stock that has been subject to a trading suspension, a broker-dealer must file a Form 211 with the Financial Industry Regulatory Authority (“FINRA”) representing that it has satisfied all applicable requirements, including those of Rule 15c2-11 and FINRA