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Replies to post #7187 on Dror Ortho Design Inc (DROR)
OMOLIVES
02/18/24 9:07 PM
#7188 RE: Biotechotcguy #7187
Even when the company seeking to go public has filed a Form S-1 or Form 10 registration statement with the Securities and Exchange Commission (“SEC”), a market maker must file a Form 211 pursuant to Rule 15c-211 with the Finance Industry Regulatory Authority (“FINRA”).
For issuers that plan to list on an exchange, the process is slightly different; with NASDAQ, oddly enough, reservation of a ticker, which is done with the exchange, is the first step.
02/18/24 11:01 PM
#7189 RE: Biotechotcguy #7187