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Sunday, February 18, 2024 9:07:09 PM
https://www.finra.org/filing-reporting/over-the-counter-reporting-facility-orf/form-211
And here:
Even when the company seeking to go public has filed a Form S-1 or Form 10 registration statement with the Securities and Exchange Commission (“SEC”), a market maker must file a Form 211 pursuant to Rule 15c-211 with the Finance Industry Regulatory Authority (“FINRA”).
Also:
For issuers that plan to list on an exchange, the process is slightly different; with NASDAQ, oddly enough, reservation of a ticker, which is done with the exchange, is the first step.
https://www.securitieslawyer101.com/2018/sponsoring-market-maker-211-15c-211/
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