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01/16/24 11:05 PM

#86974 RE: SILVERSURFER4263 #86960

Hmmm is right. Did you read it?

The undersigned attorney was a defendant in a civil action filed by the Securities and Exchange Commission alleging violations of the registration provisions of the Securities Act and was assessed a civil penalty and disgorgement in the total sum of $36,800.

No biggie, did the crime, paid the fine.

At least he managed to escape the Prohibited Provider list.