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Post# of 89826
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Re: SILVERSURFER4263 post# 86960

Tuesday, 01/16/2024 11:05:32 PM

Tuesday, January 16, 2024 11:05:32 PM

Post# of 89826
Hmmm is right. Did you read it?

The undersigned attorney was a defendant in a civil action filed by the Securities and Exchange Commission alleging violations of the registration provisions of the Securities Act and was assessed a civil penalty and disgorgement in the total sum of $36,800.

No biggie, did the crime, paid the fine.

At least he managed to escape the Prohibited Provider list.
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