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09/09/23 2:47 PM

#156694 RE: inveterate #156660

The institutional interest listed here is institutions of 100 million or more:

https://investorshub.advfn.com/boards/read_msg.aspx?message_id=172699795

The data cited in this post may be incomplete:

https://investorshub.advfn.com/boards/read_msg.aspx?message_id=172782648

There is also this:

What About Confidential Treatment?
Question 52 (Updated: August 2, 2013)
Q: When is confidential treatment available?

A: See Section 13(f)(4) and (5) and Confidential Treatment Instructions 1-4 to Form 13F [Adobe Acrobat® (PDF) file].

Section 13(f)(4) of the Securities Exchange Act states that the Commission shall not disclose Form 13F information that identifies securities held by a natural person, an estate, or a personal trust (excluding business trusts or investment companies). We refer to this category of confidential information as the personal holdings exemption.

Section 13(f)(4) also states that the Commission may prevent or delay public disclosure of Form 13F information for public interest reasons or the protection of investors. This must be done, at a minimum, in accordance with one of the nine limited exemptions from public disclosure that are set forth in the Freedom of Information Act. See 5 U.S.C. § 552, available at http://www.gpo.gov. The substantive rationale for a commercial exception from FOIA, such as an institutional investment manager’s request for confidential treatment of an investment position(s), typically falls under FOIA Exemption 4, which protects "trade secrets and commercial or financial information obtained from a person and privileged or confidential." See 5 U.S.C. § 552(b)(4), available at http://www.gpo.gov. Another FOIA exemption(s) may apply to a request that is based on a different rationale for confidentiality.

Section 13(f)(5) of the Securities Exchange Act additionally provides that, in order to grant confidential treatment under section 13(f), the Commission must determine that such action is necessary or appropriate in the public interest and for the protection of investors or to maintain fair and orderly markets.



https://www.sec.gov/divisions/investment/13ffaq#61;