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THall

05/24/23 1:48 PM

#300930 RE: CD_98 #300929

Yes that is total nonsense. I suggest doing a bit more DD on the topic. The SEC board can in fact overturn the court decision. After 2 years obviously something is not right or they would have dropped the case.
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Jetmek_03052

05/24/23 1:53 PM

#300931 RE: CD_98 #300929

That is TOTALLY and OBSCENELY INACCURATE.

It is right in the rule book!

The SEC Board of Commissioner's can Affirm, Overrule or Modify ANY ALJ decision.

Need a link?

https://www.sec.gov/rulesprac042004#411

Rule 411. Commission Consideration of Initial Decisions by Hearing Officers.
(a) Scope of Review. The Commission may affirm, reverse, modify, set aside or remand for further proceedings, in whole or in part, an initial decision by a hearing officer and may make any findings or conclusions that in its judgment are proper and on the basis of the record.

Bearish
Bearish
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Fai 2

05/24/23 2:09 PM

#300941 RE: CD_98 #300929

Correct! "SEC cannot overturn a standing order from the ALJ, and SEC appointed Judge. Total nonsense. If the SEC Commission had the power to do that #DBMM would have already been revoked years ago right after the hearing.

All the inept SEC Commission can do is delay the "review".
Question is: on whose behalf?

Total fabrication and wishful thinking.

Next! ROTFLMAO!

#DBMM"