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janice shell

08/16/22 7:41 PM

#202452 RE: CashBowski #202451

I've tried calling. And found that the people I spoke with were pretty clueless. They actually believed retail couldn't trade stocks quoted on an unsolicited basis.

That was before the changes to Rule 15c2-11. I guess they never noticed that some of those stocks routinely traded tens of millions of shares a day. In some cases, hundreds of millions.