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marianothis

01/14/22 10:25 AM

#245087 RE: Stock_Barber #245083

"The TA should always know how many shares are in all brokerage accounts!"

no it shouldn't.

Poo28

01/14/22 12:09 PM

#245111 RE: Stock_Barber #245083

Transfer agents DO NOT produce NOBO/OBO List.

Only issuers can request and pay for such lists after certain criteria is met, FROM INDEPENDENT FOR-PROFIT COMPANY. Those lists are password protected and privacy protected.

Transfer agents have no access, nor should they.

Broadridge is the company providing the majority of NOBO/OBO lists to Issuers and follow with below.

Broadridge is a service provider to public companies for all information/communications regarding shareholders after the issuer meets their requirements eg proxy services, NOBO/OBO Lists. Costs based on services.

facts are the facts