Upcoming regulatory changes to certain OTC securities that you may hold in your account. On September 28, 2021, new Securities and Exchange Commission (SEC) requirements go into effect that will impact the way certain "over-the-counter" ("OTC") securities can be quoted, traded, and valued in your account. These industry-wide requirements impact OTC securities classified as "Pink-No Information," which indicates that the company has failed to make current financial and other company information publicly available. To help improve transparency and investor protection, these securities will be classified as "Expert Market" and the SEC will prohibit market makers from providing quotes.