Replies to post #234795 on Digital Brand Media and Marketing Group Inc (DBMM)

[Stock_Barber]

They are different things, but they mean the exact same thing!

The TA having no information on naked shorts MEANS THERE ARE NONE!

This is OBVIOUS to everyone who understands what a TA does!

If a cop pulls up my driving record and there are no violations, is it safe to conclude that I don't have any? Absolutely... that is the only rational conclusion!

Same deal with a TA being unaware of naked shorts!

If there are no records... in the place where such records are kept... it would be a total waste of time to continue to believe that records exist!

[allezlOM]

The SEC is seeking an injunction, disgorgement of the $1.6 million in fees, and civil penalties.
May 19, 2021, the SEC charged a broker-dealer (“BD”) with violating the order-making and locate provisions of Regulation SHO.[1] Regulation SHO regulates short sales of securities and, broadly speaking, is aimed at minimizing naked short selling, failures to deliver, and other practices.