Intriguing point. I know SEC/FINRA offers help too
When they got the legal team involved it was clear from what they released that they also copied SEC/FINRA. I bet you’re right. They got evidence this case was sent to FINRA and reviewed in time for the 252G to be effectuated. FINRA slipped up likely by not mandating the change in structure. And the TA was at fault for issuing the illicit shares admitting they didn’t even know what a 251G was. They needed legal guidance from those documents in a prior 8K - on how to handle wha tha open in that situation with shares. I bet it didn’t take long for SEC/FINRA to review the file that they approved receipt of the 251G filing and that should have set a few other things in motion. The TA totallly screwed up by ever issuing shares without approval from CEO. IMO- this may have taken quicker to resolve if Covid wasn’t delaying how fast SEC can review what occurred.
One thing is clear - 22% of the darn OS were RETURNED. And we just found out aftermarket today.
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