Defendants, Optec International Inc., (hereinafter the “Company” or “OPTI”), and Roger E. Pawson (hereinafter “Pawson”), the CEO of the Company, in the above-captioned action. The Plaintiff’s allegations, as set out herein, are asserted for damages, punitive damages, costs and attorney’s fees, and injunctive and equitable relief arising from, and resulting from the Defendant’s
violations of the following:
a) Section 10(b) of the Securities Exchange Act of 1934, as amended
(hereinafter the "Exchange Act" or the “1934 Act”), 15 U.S.C. §78j(b), and Rule 10b-5 promulgated thereunder, 17 C.F.R. §240.10b-5;
b) Massachusetts Uniform Securities Act, M.G.L. c.110A, §§ 101, et seq., as amended (hereinafter the “Uniform Securities Act”);
c) breach of contract;
d) breach of implied covenant of good faith and fair dealing;
e) unjust enrichment;
f) breach of fiduciary duty;
g) fraud and deceit;
h) negligent misrepresentation; and/or
i) the Massachusetts Consumer Protection Act, M.G.L. c. 93, §§ 2 and 11.
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